Constantine S. Hatzivassiliou
Professional summary
Constantine Stephen Hatzivassiliou, who also goes by Constantine Hatzivassiliou, is a registered financial advisor currently at CERTUITY, LLC located in North Palm Beach, Florida.
Constantine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Constantine has worked at 4 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Constantine Stephen Hatzivassiliou's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 28, 2016 - Present
CERTUITY, LLC
Office #1: 1295 Us Highway One Third Floor, North Palm Beach, FL 33408August 15, 2013 - February 12, 2014
BNY MELLON SECURITIES CORPORATION
June 10, 2009 - November 2, 2011
ALLIANCEBERNSTEIN L.P.
May 20, 2009 - November 2, 2011
SANFORD C. BERNSTEIN & CO., LLC
Primary Firm SEC Registration
CERTUITY, LLC
CRD#: 129505 / SEC#: 801-62580
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/28/2016)
Exams
Current Firm
CERTUITY, LLC
CRD#: 129505 / SEC#: 801-62580
Contact information
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,889 |
| AUM (Assets Under Management) | $ 3,100,032,026 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/04/2024 | ||
| 12/22/2023 | ||
| 11/23/2022 |
Red Flags
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