AS
Adam J. Simon
CPR INVESTMENTS
Rochester, MI 48307
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CRD#: 5663201
AS
Professional summary
Adam John Simon is a registered financial advisor currently at CPR INVESTMENTS INC located in Rochester, Michigan.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Adam has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)CHARTER TOWNSHIP OF CLINTON DEPARTMENT OF FIRE/RESCUE/EMS; NON-INVESTMENT RELATED; 42601 ROMEO PLANK ROAD, CLINTON TOWNSHIP, MI; FIRE DEPARTMENT; FIREFIGHTER/PARAMEDIC; ACTIVITY BEGAN 03/2005; I DEVOTE APPX 160 HOURS PER MONTH TO THIS ACTIVITY WITH 120 HOURS DURING TRADING HOURS; FIREFIGHTING AND PARAMEDIC DUTIES; COMPENSATION IS SALARY. (2)CPR INVESTMENTS, INC; INVESTMENT RELATED; 1600 PARKDALE RD STE 201 ROCHESTER, MI; RIA; INVESTMENT ADVISOR REPRESENTATIVE; ACTIVITY BEGAN 06/2017; I DEVOTE APPX 160 HOURS PER MONTH TO THIS ACTIVITY WITH 120 HOURS DURING TRADING HOURS; CLIENT ACQUISITION, FINANCIAL ADVICE; COMPENSATION IS FEE BASED. (3)CPR FINANCIAL GROUP, LLC; INSURANCE; 1600 PARKDALE RD STE 201 ROCHESTER, MI; AGENT; ACTIVITY BEGAN 06/2017; I DEVOTE APPX 40 HOURS TO THIS BUSINESS; SALE OF INSURANCE PRODUCTS; COMPENSATION IS COMMISSION. SIMPLE SENIOR HEALTH PLANS LIABILITY CO.; INVESTMENT RELATED; MACOMB, MI; AGENT; ACTIVITY BEGAN 06/2023; I DEVOTE APPX 20 HOURS TO THIS BUSINESS DURING TRADING HOURS. PROPERTY AND CASUALTY INSURANCE SALES; MEDICARE INSURANCE SALES; COMPENSATION IS COMMISSION. WOODSIDE BIBLE CHURCH; NOT INVESTMENT RELATED; TROY, MI; CHURCH; PREACHER; ACTIVITY BEGAN 10/2011; I DEVOTE LESS THAN ONE HOUR PER MONTH TO THIS ACTIVITY AND ONLY AS REQUESTED WITH NONE OF THE HOURS DURING TRADING HOURS; PREACH TO CONGREGATION.
CRS (Client Relationship Summary) - RIA
Click below to view Adam John Simon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 15, 2017 - Present
CPR INVESTMENTS INC
Office #1: 1600 Parkdale Road Suite 201, Rochester, MI 48307RIA
CRD#: 139067
Rochester, MI
Past
June 14, 2017 - December 6, 2023
AUSDAL FINANCIAL PARTNERS, INC.
BD
CRD#: 7995
Rochester, MI
Past
April 11, 2015 - June 16, 2017
HBW SECURITIES LLC
BD
CRD#: 136959
MACOMB, MI
Past
March 3, 2010 - June 14, 2017
HBW ADVISORY SERVICES LLC
RIA
CRD#: 143665
MACOMB, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CPR INVESTMENTS INC
CPR ADVISOR PORTFOLIOS | VALENZUELA FINANCIAL MANAGEMENT GROUP | V8 INVESTMENT ADVISORS | OSTLUND WEALTH ADVISORS, LLC | DENK FINANCIAL ADVISORS | CPR INVESTMENTS, LLC | CPR INVESTMENTS INC
CRD#: 139067 / SEC#: 801-112038
RIA
Registered Investment Advisory firm - (11/16/2017 Approved)Arizona
Registered Investment Advisory firm - (11/17/2017 Terminated)California
Registered Investment Advisory firm - (12/17/2017 Terminated)Florida
Registered Investment Advisory firm - (11/17/2017 Terminated)Illinois
Registered Investment Advisory firm - (11/16/2017 Terminated)Indiana
Registered Investment Advisory firm - (12/6/2010 Terminated)Louisiana
Registered Investment Advisory firm - (12/31/2009 Terminated)Michigan
Registered Investment Advisory firm - (12/1/2017 Terminated)Minnesota
Registered Investment Advisory firm - (12/31/2009 Failure to Renew)Nebraska
Registered Investment Advisory firm - (11/17/2017 Terminated)Nevada
Registered Investment Advisory firm - (12/18/2017 Terminated)New Mexico
Registered Investment Advisory firm - (12/31/2017 Terminated)New York
Registered Investment Advisory firm - (11/17/2017 Terminated)Ohio
Registered Investment Advisory firm - (11/20/2017 Terminated)Oregon
Registered Investment Advisory firm - (12/6/2017 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2009 Terminated)Texas
Registered Investment Advisory firm - (11/17/2017 Terminated)Virginia
Registered Investment Advisory firm - (11/20/2017 Terminated)Washington
Registered Investment Advisory firm - (11/27/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (12/31/2009 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(6/15/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CI
CPR INVESTMENTS INC
CPR ADVISOR PORTFOLIOS | VALENZUELA FINANCIAL MANAGEMENT GROUP | V8 INVESTMENT ADVISORS | OSTLUND WEALTH ADVISORS, LLC | DENK FINANCIAL ADVISORS | CPR INVESTMENTS, LLC | CPR INVESTMENTS INC
CRD#: 139067 / SEC#: 801-112038
RIA
Registered Investment Advisory firm - (11/16/2017 Approved)Arizona
Registered Investment Advisory firm - (11/17/2017 Terminated)California
Registered Investment Advisory firm - (12/17/2017 Terminated)Florida
Registered Investment Advisory firm - (11/17/2017 Terminated)Illinois
Registered Investment Advisory firm - (11/16/2017 Terminated)Indiana
Registered Investment Advisory firm - (12/6/2010 Terminated)Louisiana
Registered Investment Advisory firm - (12/31/2009 Terminated)Michigan
Registered Investment Advisory firm - (12/1/2017 Terminated)Minnesota
Registered Investment Advisory firm - (12/31/2009 Failure to Renew)Nebraska
Registered Investment Advisory firm - (11/17/2017 Terminated)Nevada
Registered Investment Advisory firm - (12/18/2017 Terminated)New Mexico
Registered Investment Advisory firm - (12/31/2017 Terminated)New York
Registered Investment Advisory firm - (11/17/2017 Terminated)Ohio
Registered Investment Advisory firm - (11/20/2017 Terminated)Oregon
Registered Investment Advisory firm - (12/6/2017 Terminated)Tennessee
Registered Investment Advisory firm - (12/31/2009 Terminated)Texas
Registered Investment Advisory firm - (11/17/2017 Terminated)Virginia
Registered Investment Advisory firm - (11/20/2017 Terminated)Washington
Registered Investment Advisory firm - (11/27/2017 Terminated)Wisconsin
Registered Investment Advisory firm - (12/31/2009 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1600 Parkdale Road Suite 201, Rochester, MI 48307
Mailing Address
Phone number
(800) 213-1164
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,946 |
| AUM (Assets Under Management) | $ 213,296,073 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CPR INVESTMENTS INC
CRD#: 139067Rochester, MI 48307TRUST BUT VERIFY
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