Hays A. Ginn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hays Allen Ginn, who also goes by Hays A Ginn, was a registered financial professional .
Hays is a previously registered financial professional and started their career in finance in 2009. Hays had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2019 - February 27, 2020
STAR CAPITAL INC.
August 5, 2016 - April 10, 2019
BLACKRIDGE ASSET MANAGEMENT, LLC
May 11, 2016 - December 2, 2021
PEAK BROKERAGE SERVICES, LLC
June 4, 2013 - May 24, 2016
LPL FINANCIAL LLC
March 25, 2013 - May 24, 2016
LPL FINANCIAL LLC
March 14, 2011 - February 19, 2013
MSI FINANCIAL SERVICES, INC.
October 7, 2009 - February 18, 2011
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
STAR CAPITAL INC.
CRD#: 171057 / SEC#: 801-128552
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STAR CAPITAL INC.
CRD#: 171057 / SEC#: 801-128552
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,572 |
| AUM (Assets Under Management) | $ 143,466,937 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
