Michael Sellitto
LPL ENTERPRISE
Baltimore, MD 21224
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CRD#: 5663100
Professional summary
Michael Sellitto, CFP®, who also goes by Mike Sellitto, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Baltimore, Maryland.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Michael has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, Series 3, Series 31, SIE, Series 7, Series 6, Series 30, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Sellitto
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 02/18/2025-Elite Gymnastics, Inc.-Consultant-Not Inv Related-At Hawthorne, NJ-Start date 10/27/1995-1hrs/mth-0hrs during trading 2) 02/26/2025-Michael Sellitto-Attorney-Not Inv Related-At Baltimore, MD-Start date 07/09/2019-1hrs/mth-0hrs during trading 3) 02/18/2025-Michael Sellitto-Insurance-Non-Variable Insurance Sales-Not Inv Related-At Baltimore, MD-4hrs/mth-0 during trading 4) 02/25/2025-Gateway Capitol Financial-Owner-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 04/19/2021-160hrs/mth-130hrs during trading 5) 02/25/2025-Hyatt Commercial-Realtor-Inv Related-At Annapolis, MD-Start date 05/26/2009-1hrs/mth-0hrs during trading 6) 02/28/2025-LGS Financial-Owner-This is an LLC I own mostly for hiring marketing assistants and general business purposes-Not Inv Related-At Baltimore, MD-Start date 08/27/2009-10hrs/mth-4hrs during trading 7) 02/20/2025-Notary Public-Not Inv Related-At Baltimore, MD-Start date 10/18/2022-1hrs/mth-0hrs during trading 8) 02/26/2025-Michael Sellitto-Insurance-Property and Casualty-Inv Related-At Baltimore, MD-Start date 04/23/2010-5hrs/mth-1hrs during trading hours 9) 02/26/2025-Rental Properties-Landlord-Inv Related-At Baltimore, MD-Start date 09/15/2007-2hrs/mth-0hrs during trading 10) 02/26/2025-SELLITTO BAR REVIEW-Business Owner-Bar Review for Students-Not Inv Related-At Baltimore, MD- Start date 05/03/2019-1hrs/mth-0hrs during trading
CRS (Client Relationship Summary) - RIA
Click below to view Michael Sellitto's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Sellitto's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 3700 Odonnell Street, Baltimore, MD 21224RIA
BD
CRD#: 8733
Baltimore, MD
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 3700 Odonnell Street, Baltimore, MD 21224RIA
BD
CRD#: 8733
Baltimore, MD
Past
October 11, 2019 - November 14, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Hunt Valley, MD
Past
October 11, 2019 - November 14, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Hunt Valley, MD
Past
June 21, 2016 - November 15, 2018
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
Towson, MD
Past
June 21, 2016 - November 15, 2018
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
Towson, MD
Past
March 26, 2015 - June 13, 2016
EQUITY SERVICES, INC.
RIA
CRD#: 265
TIMONIUM, MD
Past
March 12, 2015 - June 13, 2016
EQUITY SERVICES, INC.
BD
CRD#: 265
TIMONIUM, MD
Past
September 22, 2010 - January 20, 2015
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
Baltimore, MD
Past
July 21, 2009 - January 20, 2015
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
Baltimore, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/14/2024)
RR
Delaware(11/14/2024)
RR
Florida(11/15/2024)
RR
Georgia(4/16/2025)
RR
Maryland(11/14/2024)
IAR
Maryland(11/14/2024)
RR
Massachusetts(11/14/2024)
RR
New Jersey(11/14/2024)
RR
New York(11/14/2024)
RR
North Carolina(3/28/2025)
RR
Pennsylvania(11/14/2024)
RR
South Carolina(1/8/2025)
RR
Tennessee(1/8/2025)
RR
Virginia(11/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
