Charles B. Dunn

INTERGY PRIVATE WEALTH

Colorado Springs, CO 80903

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CRD#: 5663087

Professional summary

Charles B Dunn, CFP® is a registered financial advisor currently at INTERGY PRIVATE WEALTH, LLC located in Colorado Springs, Colorado.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Charles has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. LICENSED INSURANCE AGENT; INVESTMENT-RELATED; 13 S. TEJON ST., SUITE 400, COLORADO SPRINGS, CO 80903; INSURANCE SALES; INSURANGE AGENT; SELL INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles B Dunn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

October 3, 2021 - Present

INTERGY PRIVATE WEALTH, LLC

Office #1: 13 S. Tejon St. Suite 400, Colorado Springs, CO 80903

RIA

CRD#: 315698

Colorado Springs, CO

Past

January 12, 2010 - September 12, 2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

COLORADO SPGS, CO

Past

May 25, 2009 - October 1, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

COLORADO SPGS, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTERGY PRIVATE WEALTH, LLC

INTERGY PRIVATE WEALTH | INTERGY PRIVATE WEALTH, LLC

CRD#: 315698 / SEC#: 801-122324

RIA

Registered Investment Advisory firm - (9/17/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/3/2021)

IAR

Texas
(6/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/17/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/30/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/22/2009

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INTERGY PRIVATE WEALTH, LLC

INTERGY PRIVATE WEALTH | INTERGY PRIVATE WEALTH, LLC

CRD#: 315698 / SEC#: 801-122324

RIA

Registered Investment Advisory firm - (9/17/2021 Approved)

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Contact information

Main Address

13 S. Tejon St. Suite 400, Colorado Springs, CO 80903

Mailing Address

Phone number

(719) 413-8820

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	2,117
AUM (Assets Under Management)	$ 466,993,705

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles B. Dunn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles B Dunn's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

INTERGY PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/17/2009

SIE

Date: 10/1/2018

Series 7

Date: 9/30/2009

Series 6

Date: 5/22/2009

Current Firm

INTERGY PRIVATE WEALTH, LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTERGY PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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