Robert G. Dunbar

DUNBAR ASSOCIATES

Monroe, CT 06468

Some features on this profile are disabled

CRD#: 5663056

Professional summary

Robert George Dunbar, who also goes by Robert G Dunbar, is a registered financial advisor currently at DUNBAR ASSOCIATES, LLC located in Monroe, Connecticut.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Robert has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert G Dunbar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Turkey Roost Development INV REL: N ADDR: 71 Turkey Roost Rd, Monroe, CT 06468 NATURE: Real Estate Development POSITION: Managing Partner START: 03/2020 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 10. Name: Quarry Ridge Development INV REL: N ADDR: 71 Turkey Roost Rd, Monroe, CT 06468 NATURE: Aggregate Sales POSITION: Managing Partner START: 03/2020 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 10.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert George Dunbar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 16, 2023 - Present

DUNBAR ASSOCIATES, LLC

Office #1: 71 Turkey Roost Road, Monroe, CT 06468

RIA

CRD#: 323134

Monroe, CT

Past

September 27, 2012 - April 17, 2020

MML INVESTORS SERVICES, LLC

CRD#: 10409

MELVILLE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DUNBAR ASSOCIATES, LLC

CRD#: 323134 / SEC#: 801-126791

RIA

Registered Investment Advisory firm - (10/27/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(2/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/23/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/16/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/8/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DUNBAR ASSOCIATES, LLC

CRD#: 323134 / SEC#: 801-126791

RIA

Registered Investment Advisory firm - (10/27/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

71 Turkey Roost Road, Monroe, CT 06468

Mailing Address

Phone number

(203) 880-5716

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DUNBAR ASSOCIATES DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (3/7/2025)

Regulatory assets under management

Total Number of Accounts	302
AUM (Assets Under Management)	$ 267,053,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Donald Henry

CITIGROUP GLOBAL MARKETS INC.

IAR

Norwalk, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert G. Dunbar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert George Dunbar's CRS (Customer Relationship Summary).

Certified licenses

Experience

DUNBAR ASSOCIATES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

DUNBAR ASSOCIATES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/23/2022

Series 63

Date: 9/16/2012

SIE

Date: 10/1/2018

Series 6

Date: 9/8/2012

Current Firm

DUNBAR ASSOCIATES, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DUNBAR ASSOCIATES, LLC

TRUST BUT VERIFY

Similar Advisors