Edcelyn N. Pujol
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edcelyn Nuqui Pujol, CFP®, who also goes by Edcelyn Santos Nuqui, was a registered financial professional .
Edcelyn is a previously registered financial professional and started their career in finance in 2009. Edcelyn had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2012
Experience
July 16, 2013 - September 1, 2022
MONVIA FINANCIAL L.P.
July 9, 2013 - January 8, 2021
WHITEHALL-PARKER SECURITIES, INC.
October 11, 2012 - July 19, 2013
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
October 8, 2012 - July 19, 2013
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 6, 2011 - October 9, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 9, 2010 - October 9, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 21, 2009 - April 21, 2010
SAMPSON INVESTMENT MANAGEMENT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MONVIA FINANCIAL L.P.
CRD#: 165932 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 448 |
| AUM (Assets Under Management) | $ 81,548,117 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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