Juan Verdin

WILSON FINANCIAL ADVISORS

Garden Grove, CA 92840

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CRD#: 5662101

Professional summary

Juan Verdin is a registered financial advisor currently at WILSON FINANCIAL ADVISORS, LLC located in Garden Grove, California.

Juan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Juan has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED AS AN INDEPENDENT INSURANCE AGENT FOR THE PURPOSE OF SELLING FIXED INSURANCE PRODUCTS; *WILSON FINANCIAL ADVISORS; SAME AS BRANCH; INV REL; MARKETING/TRAINING ORGANIZATION; CHIEF OPERATING OFFICER; START DATE = 02/2014; HRS/MO = 240; TRADING HRS/MO = 120; OPERATING, RECRUITING, TRAINING; *DENNIS W WILSON INSURANCE AGENCY INC; 12419 LEWIS ST STE 101, GARDEN GROVE CA 92840; INV REL; FIXED INSURANCE AGENCY; INSURANCE AGENT; START DATE = 02/2014; HRS/MO = 135; TRADING HRS/MO = 80; INSURANCE SALES;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Verdin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 27, 2018 - Present

WILSON FINANCIAL ADVISORS, LLC

Office #1: 12419 Lewis Street #202, Garden Grove, CA 92840

RIA

CRD#: 289782

Garden Grove, CA

Past

June 26, 2014 - January 4, 2018

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

GARDEN GROVE, CA

Past

February 28, 2014 - January 4, 2018

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

GARDEN GROVE, CA

Past

June 10, 2009 - February 5, 2014

OSAIC SERVICES, INC.

CRD#: 133763

IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/27/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/6/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/4/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/4/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/8/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/9/2009

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/15/2012

General Securities Principal Examination

Current Firm

WILSON FINANCIAL ADVISORS, LLC

CRD#: 289782 / SEC#:

California

Registered Investment Advisory firm - (7/27/2018 Approved)

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Contact information

Main Address

12419 Lewis Street #202, Garden Grove, CA 92840

Mailing Address

Phone number

(714) 204-0870

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	153
AUM (Assets Under Management)	$ 8,614,450

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Juan Verdin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Verdin's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

OSAIC SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/6/2013

Series 63

Date: 5/4/2009

SIE

Date: 1/4/2018

Series 7

Date: 3/8/2011

Series 6

Date: 6/9/2009

Series 24

Date: 3/15/2012

Current Firm

WILSON FINANCIAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WILSON FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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