Nicholas P. Fahy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Philip Fahy, who also goes by Nicholus P Fahy, Nicholus Philip Fahy, Nick Fahy, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2010. Nicholas had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2015 - January 3, 2022
GARRISON POINT FUNDS, LLC
September 14, 2015 - July 13, 2023
GARRISON POINT CAPITAL, LLC
September 14, 2015 - December 1, 2017
S F SENTRY SECURITIES, INC.
April 12, 2013 - August 18, 2015
OPPENHEIMER & CO. INC.
April 12, 2013 - August 18, 2015
OPPENHEIMER & CO. INC.
October 10, 2011 - April 9, 2013
ATEL SECURITIES CORPORATION
May 2, 2011 - August 4, 2011
ALAMO CAPITAL
May 2, 2011 - August 4, 2011
ALAMO CAPITAL
September 29, 2010 - October 11, 2010
EQUITABLE ADVISORS, LLC
June 24, 2010 - October 11, 2010
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GARRISON POINT FUNDS, LLC
CRD#: 166431 / SEC#: 801-77499
Contact information
Red Flags
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