Bryant R. Malloy
Professional summary
Bryant Robert Malloy, CFP®, who also goes by Bryant Malloy, is a registered financial advisor currently at FACET located in Westminster, Colorado.
Bryant is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Bryant has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bryant Robert Malloy's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 20, 2021 - Present
FACET
June 14, 2017 - August 20, 2021
CUSO FINANCIAL SERVICES, L.P.
March 27, 2017 - August 20, 2021
CUSO FINANCIAL SERVICES, L.P.
October 6, 2009 - February 25, 2010
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
FACET
CRD#: 285961 / SEC#: 801-108767
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/20/2021)
(9/20/2021)
Exams
Series 7TO
Date: 3/19/2024
General Securities Representative ExaminationCurrent Firm
FACET
CRD#: 285961 / SEC#: 801-108767
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 36,817 |
| AUM (Assets Under Management) | $ 4,754,146,771 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/29/2025 |
Red Flags
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