Kaitlin A. Carter
Professional summary
Kaitlin Ann Carter, who also goes by Kaitlin Ann Howard, is a registered financial professional currently at BLUE OWL SECURITIES located in New York, New York.
Kaitlin is registered as a RR (Registered Representative) and started their career in finance in 2010. Kaitlin has worked at 6 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kaitlin Ann Carter's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2025 - Present
BLUE OWL SECURITIES
Office #1: 375 Park Avenue, New York, NY 10152October 2, 2019 - September 7, 2022
SMBC NIKKO SECURITIES CANADA, LTD.
November 8, 2016 - September 7, 2022
SMBC NIKKO SECURITIES AMERICA, INC.
September 8, 2015 - October 4, 2016
SANTANDER INVESTMENT SECURITIES INC.
July 2, 2013 - August 18, 2015
MIZUHO SECURITIES USA LLC
August 18, 2010 - July 17, 2013
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
BLUE OWL SECURITIES
CRD#: 283250 / SEC#: , 8-69744
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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