Ronny J. Miller

GUIDE ROCK CAPITAL MANAGEMENT

Omaha, NE 68102

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CRD#: 5660383

Professional summary

Ronny J. Miller, CFP®, who also goes by Ronny Miller, is a registered financial advisor currently at GUIDE ROCK CAPITAL MANAGEMENT, INC. located in Omaha, Nebraska.

Ronny is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Ronny has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ronny Miller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GALLUP FEDERAL CREDIT UNION ("GFCU") - PRESIDENT. JANUARY 2007 - PRESENT. INVESTMENT-RELATED. 75% OF TIME DEVOTED TO GFCU. 1001 GALLUP DRIVE, OMAHA, NE 68102.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronny J. Miller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

February 26, 2018 - Present

GUIDE ROCK CAPITAL MANAGEMENT, INC.

Office #1: 1001 Gallup Drive, Omaha, NE 68102

RIA

CRD#: 149820

Omaha, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

District of Columbia
(3/20/2018)

IAR

Illinois
(2/26/2018)

IAR

Iowa
(2/26/2018)

IAR

Nebraska
(2/28/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

GUIDE ROCK CAPITAL MANAGEMENT, INC.

GALLUP FEDERAL CREDIT UNION | GUIDE ROCK CAPITAL MANAGEMENT, INC.

CRD#: 149820 / SEC#:

California

Registered Investment Advisory firm - (3/11/2019 Terminated)

District of Columbia

Registered Investment Advisory firm - (2/12/2014 Approved)

Illinois

Registered Investment Advisory firm - (6/19/2014 Approved)

Iowa

Registered Investment Advisory firm - (6/23/2014 Approved)

Nebraska

Registered Investment Advisory firm - (6/5/2009 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1001 Gallup Drive, Omaha, NE 68102

Mailing Address

Phone number

(402) 938-6700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	167
AUM (Assets Under Management)	$ 29,364,877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ronny J. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronny J. Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUIDE ROCK CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Current Firm

GUIDE ROCK CAPITAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GUIDE ROCK CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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