Ujae A. Kang

UAK DIVERSIFIED WEALTH ADVISORS

Minnetonka, MN 55305

Some features on this profile are disabled

CRD#: 5660240

Professional summary

Ujae Augustine Kang, CFA, who also goes by U Jae Kang, Ujae Kang, is a registered financial advisor currently at UAK DIVERSIFIED WEALTH ADVISORS located in Minnetonka, Minnesota.

Ujae is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Ujae has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

U Jae Kang | Ujae Kang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Senior Research Analyst Specialist; Minnesota Department of Human Services; Investment Related: No; Location: 540 Cedar St, St Paul, MN 55101; Description of the business: Statistical Analysis of Medicaid Program run by the State of Minnesota; Responsibilities Duties: Liaison between an outside actuarial consulting firm and the Department of Human Services, Trend/experience analysis and reporting by providers, plans, population sub-segments, Experience, population, and risk adjustment analysis & capitation rate review; Start date with business: 2020-02-18; Hours devoted to business during trading hours: 30; Hours devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 90.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ujae Augustine Kang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

April 24, 2019 - Present

UAK DIVERSIFIED WEALTH ADVISORS

Office #1: 601 Carlson Parkway Carlson Center- Suite 1050, Minnetonka, MN 55305

RIA

CRD#: 300506

Minnetonka, MN

Past

July 23, 2009 - December 31, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MINNEAPOLIS, MN

Past

May 12, 2009 - May 1, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(4/24/2019)

IAR

Wisconsin
(2/23/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/2/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/11/2009

General Securities Representative Examination

Current Firm

UAK DIVERSIFIED WEALTH ADVISORS

UAK DIVERSIFIED & RUNESTONE WEALTH ADVISORS | UAK DIVERSIFIED WEALTH MANAGEMENT | UAK DIVERSIFIED WEALTH ADVISORS | UAK DIVERSIFIED LLC

CRD#: 300506 / SEC#:

Minnesota

Registered Investment Advisory firm - (4/24/2019 Approved)

Wisconsin

Registered Investment Advisory firm - (2/23/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

601 Carlson Parkway Carlson Center- Suite 1050, Minnetonka, MN 55305

Mailing Address

Phone number

(651) 757-5534

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	537
AUM (Assets Under Management)	$ 91,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

IAR

Minneapolis, MN

Janai Deitt

THRIVENT INVESTMENT MANAGEMENT INC.

IAR

McKinney, TX

Steven Schmidt

LPL ENTERPRISE, LLC

IAR

ST. LOUIS PARK, MN

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ujae A. Kang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ujae Augustine Kang's CRS (Customer Relationship Summary).

Certified licenses

Experience

UAK DIVERSIFIED WEALTH ADVISORS

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/2/2009

Series 7

Date: 5/11/2009

Current Firm

UAK DIVERSIFIED WEALTH ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

UAK DIVERSIFIED WEALTH ADVISORS

TRUST BUT VERIFY

Similar Advisors