Brian P. Dias
Professional summary
Brian P Dias, who also goes by Brian Dias, is a registered financial professional currently at BTIG, LLC located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2009. Brian has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian P Dias's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 8, 2022 - Present
BTIG, LLC
Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022April 20, 2009 - May 9, 2022
CANTOR FITZGERALD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/8/2022)
(8/8/2022)
(10/4/2023)
(8/8/2022)
(8/8/2022)
(10/24/2022)
(8/8/2022)
(8/11/2022)
(8/8/2022)
(8/8/2022)
(8/8/2022)
(8/8/2022)
(11/22/2024)
Exams
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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