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TW

Travis J. Williams

FARMERS FINANCIAL SOLUTIONS
Monterey, CA 93940
Some features on this profile are disabled
CRD#: 5659560
TW

Professional summary

Travis J Williams, who also goes by Trav Williams, Travis Williams, Travis John Williams, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Monterey, California.

Travis is registered as a RR (Registered Representative) and started their career in finance in 2009. Travis has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Trav Williams | Travis Williams | Travis John Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Travis J Williams's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 11, 2025 - Present

FARMERS FINANCIAL SOLUTIONS, LLC

Office #1: 404 W Franklin St Ste 102, Monterey, CA 93940
BD
CRD#: 103863
Monterey, CA
Past

May 22, 2023 - December 31, 2024

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
CARMEL, CA
Past

May 20, 2020 - May 5, 2023

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
MONTEREY, CA
Past

October 2, 2017 - June 20, 2018

FARMERS FINANCIAL SOLUTIONS, LLC

RIA
CRD#: 103863
MISSION VIEJO, CA
Past

May 26, 2016 - June 20, 2018

FARMERS FINANCIAL SOLUTIONS, LLC

BD
CRD#: 103863
MISSION VIEJO, CA
Past

March 5, 2015 - October 2, 2015

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
IRVINE, CA
Past

February 12, 2015 - October 2, 2015

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
IRVINE, CA
Past

November 26, 2013 - February 5, 2015

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA
CRD#: 132070
IRVINE, CA
Past

May 8, 2012 - January 31, 2014

G.F. INVESTMENT SERVICES, LLC

BD
CRD#: 132939
IRVINE, CA
Past

January 20, 2011 - March 28, 2012

EDI FINANCIAL, INC.

BD
CRD#: 15699
IRVINE, CA
Past

July 13, 2010 - December 15, 2010

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
IRVINE, CA
Past

August 4, 2009 - June 18, 2010

EDI FINANCIAL, INC.

BD
CRD#: 15699
IRVING, TX
Past

April 20, 2009 - June 11, 2009

OSAIC SERVICES, INC.

BD
CRD#: 133763
IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/11/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/25/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/27/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/20/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 4/17/2009
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FARMERS FINANCIAL SOLUTIONS, LLC
FARMERS FINANCIAL SOLUTIONS | FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863 / SEC#: 801-108217, 8-52361

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
31051 Agoura Rd., Westlake Village, CA 91361
Mailing Address
31051 Agoura Rd., Westlake Village, CA 91361
Phone number
(818) 584-0200
Established
Nevada since 12/21/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

FARMERS ADV PART 2A DISCLOSURE BROCHURE (1/31/2019)

Direct owners and executive officers

NamePositionCRD#
FFS HOLDING, LLCMANAGING MEMBER
BORKIN, JOSHUA ALANCHIEF FINANCIAL OFFICER6536355
DAHM, CHRISTINEBOARD MEMBER8191792
DO, CHAUSECRETARY7865522
HANSON, GUY MEADEBOARD MEMBER7165729
HOHL, DOREN EUGENEBAORD MEMBER1953425
ROBINSON, TARETHA ANNDIRECTOR OF OPERATIONS4539081
ROBINSON, TARETHA ANNCHIEF COMPLIANCE OFFICER4539081
SCHEAR, ZACHARYPRESIDENT5958762
SCOTT, JANICE GALEBOARD MEMBER7909854
WILLOUGHBY, DENITA ANNETTEBOARD MEMBER2368099

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863Monterey, CA 93940

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