Benjamin T. Mullally
Professional summary
Benjamin Thomas Mullally, who also goes by Ben Thomas Mullally, is a registered financial professional currently at ALAMO CAPITAL located in Walnut Creek, California.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2010. Benjamin has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Thomas Mullally's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2010 - Present
ALAMO CAPITAL
Office #1: 201 N Civic Dr #180, Walnut Creek, CA 94596State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/25/2024)
(9/16/2010)
(2/15/2018)
(4/5/2012)
(11/21/2018)
(1/10/2019)
(7/31/2019)
(4/29/2025)
(4/19/2016)
(5/15/2018)
(1/3/2017)
(11/21/2018)
Exams
FINRA
Current Firm
ALAMO CAPITAL
CRD#: 26193 / SEC#: , 8-42293
Contact information
FINRA licenses (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 81,684,700 |
Disclosures
| Regulatory Event | 3 |
| Bond | 3 |
Red Flags
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Company Information
ALAMO CAPITAL
CRD#: 26193Walnut Creek, CA 94596TRUST BUT VERIFY
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