Benjamin Thomas Mullally

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Jason Cooke

EDELMAN FINANCIAL ENGINES

DANVILLE, CA · CRD#

View profile

John Israel

STRATEGIC ADVISERS LLC

SAN RAMON, CA · CRD#

View profile

Jason Fang

TERRAFIRMA WEALTH PARTNERS

WALNUT CREEK, CA · CRD#

View profile

Michael Ginsberg

GINSBERG FINANCIAL STRATEGIES

WALNUT CREEK, CA · CRD#

View profile

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Jason Cooke

EDELMAN FINANCIAL ENGINES

DANVILLE, CA · CRD#

View profile

John Israel

STRATEGIC ADVISERS LLC

SAN RAMON, CA · CRD#

View profile

Jason Fang

TERRAFIRMA WEALTH PARTNERS

WALNUT CREEK, CA · CRD#

View profile

Michael Ginsberg

GINSBERG FINANCIAL STRATEGIES

WALNUT CREEK, CA · CRD#

View profile

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jason Cooke

EDELMAN FINANCIAL ENGINES

DANVILLE, CA · CRD#

View profile

John Israel

STRATEGIC ADVISERS LLC

SAN RAMON, CA · CRD#

View profile

Jason Fang

TERRAFIRMA WEALTH PARTNERS

WALNUT CREEK, CA · CRD#

View profile

Michael Ginsberg

GINSBERG FINANCIAL STRATEGIES

WALNUT CREEK, CA · CRD#

View profile

Years of Experience

16 years registered in the securities industry

Current & Past Employments

Current

ALAMO CAPITALCurrent·CRD# 26193

RIA

BD

201 N Civic Dr #180, Walnut Creek, CA 94596

June 16, 2010 - Present

Similar Advisors

Jason Cooke

EDELMAN FINANCIAL ENGINES

DANVILLE, CA · CRD#

View profile

John Israel

STRATEGIC ADVISERS LLC

SAN RAMON, CA · CRD#

View profile

Jason Fang

TERRAFIRMA WEALTH PARTNERS

WALNUT CREEK, CA · CRD#

View profile

Michael Ginsberg

GINSBERG FINANCIAL STRATEGIES

WALNUT CREEK, CA · CRD#

View profile

Current Firm

AC

ALAMO CAPITAL

A.C. WEALTH MANAGEMENT | ALAMO CAPITAL CORPORATION | ALAMO CAPITAL

CRD#: 26193 / SEC#: 801-135291, 8-42293

RIA

Registered Investment Advisory firm - SEC (4/2/2026 Approved)

California

Registered Investment Advisory firm - SEC (10/10/2026 Terminated)

Nevada

Registered Investment Advisory firm - SEC (12/29/2017 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

201 N Civic Dr #180, Walnut Creek, CA 94596-3761

Mailing Address

201 N Civic Dr Suite 180, Walnut Creek, CA 94596

Phone Number

(925) 472-5740

Established

California since 08/27/1987

Firm Type

Corporation

Fiscal Year End

June

Firm Size

Small

# of Employees

20

SEC notice filing (1 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

FINRA licenses (41 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

ADV PART II EDITED 2.18.26 FINAL (10/29/2026)

Direct owners and executive officers

Name	Position	CRD#
MULLALLY, NANCY ANN RUEHLE	CEO	1004052
MULLALLY, NANCY ANN RUEHLE	CFO	1004052
DURDEN JR, JOHN KENNETH	FINOP	860423
KENT-ASTER, ALLISON VICTORIA	CCO	2047679
MULLALLY, WILLIAM JOHN	PRESIDENT	818827

Regulatory Assets Under Management

Total Number of Accounts

17

AUM (Assets Under Management)

$103,590,000

Disclosures

Regulatory Event

3

Bond

3

Similar Advisors

Jason Cooke

EDELMAN FINANCIAL ENGINES

DANVILLE, CA · CRD#

View profile

John Israel

STRATEGIC ADVISERS LLC

SAN RAMON, CA · CRD#

View profile

Jason Fang

TERRAFIRMA WEALTH PARTNERS

WALNUT CREEK, CA · CRD#

View profile

Michael Ginsberg

GINSBERG FINANCIAL STRATEGIES

WALNUT CREEK, CA · CRD#

View profile

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Jason Cooke

EDELMAN FINANCIAL ENGINES

DANVILLE, CA · CRD#

View profile

John Israel

STRATEGIC ADVISERS LLC

SAN RAMON, CA · CRD#

View profile

Jason Fang

TERRAFIRMA WEALTH PARTNERS

WALNUT CREEK, CA · CRD#

View profile

Michael Ginsberg

GINSBERG FINANCIAL STRATEGIES

WALNUT CREEK, CA · CRD#

View profile

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AC

ALAMO CAPITAL

A.C. WEALTH MANAGEMENT | ALAMO CAPITAL CORPORATION | ALAMO CAPITAL

CRD#: 26193 / SEC#: 801-135291, 8-42293

RIA

Registered Investment Advisory firm - SEC (4/2/2026 Approved)

California

Registered Investment Advisory firm - SEC (10/10/2026 Terminated)

Nevada

Registered Investment Advisory firm - SEC (12/29/2017 Terminated)

BD

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Arizona
(9/25/2024)

RR

California
(9/16/2010)

RR

Georgia
(2/15/2018)

RR

Illinois
(4/5/2012)

RR

Indiana
(11/21/2018)

RR

Maryland
(1/10/2019)

RR

Nevada
(7/31/2019)

RR

New Mexico
(4/29/2025)

RR

New York
(4/19/2016)

RR

Oklahoma
(5/15/2018)

RR

Oregon
(1/3/2017)

RR

Texas
(11/21/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.