Jon R. Findley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Robert Findley, who also goes by Jon R Findley, was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 2009. Jon had worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 11, 2015 - May 30, 2017
JIGSAW FINANCIAL
August 13, 2014 - December 31, 2014
JIGSAW FINANCIAL
June 17, 2011 - January 22, 2014
PRUCO SECURITIES, LLC.
May 5, 2009 - January 22, 2014
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
JIGSAW FINANCIAL
CRD#: 170658 / SEC#:
Contact information
Red Flags
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