Joanna E. Kopsaftis

MONECO ADVISORS

Woodcliff Lake, NJ 07677

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CRD#: 5659222

Professional summary

Joanna Ellen Kopsaftis, CFP®, who also goes by Joanna Ellen Kopsaftis, Joanna E. Russell, Joanna Ellen Russell, is a registered financial advisor currently at MONECO ADVISORS located in Woodcliff Lake, New Jersey.

Joanna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Joanna has worked at 4 firms and has passed the Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joanna Ellen Kopsaftis | Joanna E. Russell | Joanna Ellen Russell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joanna Ellen Kopsaftis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

July 1, 2022 - Present

MONECO ADVISORS

Office #1: 50 Tice Blvd, Suite 340, Woodcliff Lake, NJ 07677

RIA

CRD#: 171922

Woodcliff Lake, NJ

Past

November 2, 2018 - December 21, 2020

OSAIC WEALTH, INC.

CRD#: 23131

PARAMUS, NJ

Past

July 15, 2015 - November 2, 2018

SIGNATOR INVESTORS, INC.

CRD#: 468

PARAMUS, NJ

Past

September 22, 2014 - December 31, 2022

ACORN CONSULTING

RIA

CRD#: 120329

PARAMUS, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONECO ADVISORS

CRD#: 171922 / SEC#: 801-80027

RIA

Registered Investment Advisory firm - (7/14/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(10/3/2024)

IAR

New Jersey
(7/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/9/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/15/2015

General Securities Representative Examination

Current Firm

MONECO ADVISORS

CRD#: 171922 / SEC#: 801-80027

RIA

Registered Investment Advisory firm - (7/14/2014 Approved)

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Contact information

Main Address

2150 Post Road, Suite 201, Fairfield, CT 06824

Mailing Address

Phone number

(203) 319-3550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A: FIRM BROCHURE (8/18/2025)

WRAP PROGRAM BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	6,130
AUM (Assets Under Management)	$ 1,915,081,746

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joanna E. Kopsaftis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joanna Ellen Kopsaftis's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONECO ADVISORS

OSAIC WEALTH, INC.

SIGNATOR INVESTORS, INC.

ACORN CONSULTING

Primary Firm SEC Registration

MONECO ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/9/2014

SIE

Date: 10/1/2018

Series 7

Date: 7/15/2015

Current Firm

MONECO ADVISORS

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MONECO ADVISORS

TRUST BUT VERIFY

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