CW
Casey B. Weade
HOWARD BAILEY SECURITIES
Fort Wayne, IN 46804
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CRD#: 5659151
CW
Professional summary
Casey Bailey Weade, CFP®, ChFC®, CLU® is a registered financial advisor currently at HOWARD BAILEY SECURITIES, LLC located in Fort Wayne, Indiana.
Casey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Casey has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Howard Bailey Financial, Inc.: investment related; 5916 Covington Road, Fort Wayne, IN, 46804; insurance sales entity; CEO; 02/25/2011; 40 hours per month; 40 hours during trading hours 2.) Purpose Based Properties, LLC.: investment related; 6526 W. Jefferson Boulevard, Fort Wayne, IN, 46804; real estate holding company; manager; 01/25/2019; one hour per month; zero hours during trading hours 3.) Rainmaker Marketing Solutions, LLC.: not investment related; 5916 Covington Road, Fort Wayne, IN, 46804; marketing consulting and ad agency; president; 12/22/14; five hours per month; zero hours during trading hours 4.) Howard Bailey Risk Management, LLC: investment related; 6526 West Jefferson Blvd., Fort Wayne, IN, 46084; risk management entity; manager; 12/17/2015; one hour per month; zero hours during trading hours 5.) Captive Alternative Investments, LLC.: investment related; 6526 W. Jefferson Boulevard, Fort Wayne, IN, 46804; private financing entity; manager; 01/22/2018; two hours per month; zero hours during securities trading hours 6.) Captivating Capital, LLC.: investment related; 5916 Covington Road, Fort Wayne, IN, 46804; private financing entity; 08/27/2020; one hour per month; zero hours during securities trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Casey Bailey Weade's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
March 30, 2016 - Present
HOWARD BAILEY SECURITIES, LLC
Office #1: 5916 Covington Rd, Fort Wayne, IN 46804RIA
CRD#: 282712
Fort Wayne, IN
Past
July 13, 2011 - April 13, 2017
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
FORT WAYNE, IN
Past
May 14, 2010 - July 25, 2011
GROVE POINT INVESTMENTS, LLC
RIA
CRD#: 1763
FORT WAYNE, IN
Past
April 16, 2010 - July 25, 2011
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HB
HOWARD BAILEY SECURITIES, LLC
HOWARD BAILEY FINANCIAL, INC. | HOWARD BAILEY SECURITIES, LLC
CRD#: 282712 / SEC#: 801-114636
RIA
Registered Investment Advisory firm - (1/30/2019 Approved)Arizona
Registered Investment Advisory firm - (2/15/2019 Terminated)Florida
Registered Investment Advisory firm - (2/15/2019 Terminated)Indiana
Registered Investment Advisory firm - (2/18/2019 Terminated)Michigan
Registered Investment Advisory firm - (2/19/2019 Terminated)North Carolina
Registered Investment Advisory firm - (2/6/2017 Terminated)Ohio
Registered Investment Advisory firm - (2/20/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(3/6/2019)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
HB
HOWARD BAILEY SECURITIES, LLC
HOWARD BAILEY FINANCIAL, INC. | HOWARD BAILEY SECURITIES, LLC
CRD#: 282712 / SEC#: 801-114636
RIA
Registered Investment Advisory firm - (1/30/2019 Approved)Arizona
Registered Investment Advisory firm - (2/15/2019 Terminated)Florida
Registered Investment Advisory firm - (2/15/2019 Terminated)Indiana
Registered Investment Advisory firm - (2/18/2019 Terminated)Michigan
Registered Investment Advisory firm - (2/19/2019 Terminated)North Carolina
Registered Investment Advisory firm - (2/6/2017 Terminated)Ohio
Registered Investment Advisory firm - (2/20/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5916 Covington Rd, Fort Wayne, IN 46804
Mailing Address
Phone number
(260) 482-9559
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,793 |
| AUM (Assets Under Management) | $ 484,882,228 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HOWARD BAILEY SECURITIES, LLC
CRD#: 282712Fort Wayne, IN 46804TRUST BUT VERIFY
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