James Michael D'ambrosio
CFP®Professional Summary
James Michael D'ambrosio, CFP®, who also goes by James Michael D' Ambrosio, James D'ambrosio, Michael Michael Dambrosio, Michael Dambrosio, James Michael Dambrosio, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Naples, Florida and FIDELITY BROKERAGE SERVICES LLC located in Naples, Florida. James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. James has worked at 5 firms and has passed...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Comprehensive Financial Planning
- Retirement Planning
- Investment Planning
- Retirement Income Management
- Education Planning
Biography
I work with a wide range of clients in SW Florida and enjoy getting to know each and every one! As a Vice President and CERTIFIED FINANCIAL PLANNER™, it's important I understand your unique situation and goals. Locally, I partner with a Wealth Planner for detailed financial planning inclusive of Trust and Estate Planning considerations plus a Brokerage Consultant geared toward self-directed clients. Together, let's build a comprehensive plan to make smart financial decisions!
Other Aliases
James Michael D' Ambrosio, James D'ambrosio, Michael Michael Dambrosio, Michael Dambrosio, James Michael Dambrosio
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
17 years registered in the securities industry
Current & Past Employments
Current
Past
Education
University of Tennessee
Business Administration, Bachelor of Science (BS)
Business Administration, Bachelor of Science (BS)
1990
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Current Firm
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
Contact Information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698Phone Number
(617) 563-7000# of Employees
17,112SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
2,973,512AUM (Assets Under Management)
$1,370,125,325,211Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2026 | Cover Page | Report |
| 09/24/2025 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
State Registrations and Notice Filings
(3/27/2017)
(6/4/2021)
(7/23/2020)
(1/15/2019)
(1/3/2020)
(1/5/2018)
(7/11/2016)
(12/17/2019)
(7/11/2016)
(3/31/2025)
(7/11/2016)
(6/1/2022)
(1/14/2019)
(1/14/2019)
(8/5/2019)
(5/12/2020)
(7/23/2020)
(1/5/2018)
(1/6/2017)
(1/14/2019)
(1/15/2019)
(1/4/2025)
(1/15/2019)
(1/15/2019)
(1/4/2019)
(3/5/2024)
(1/5/2018)
(7/11/2016)
(1/15/2019)
(12/4/2020)
(1/14/2019)
(1/15/2019)
(7/11/2016)
(7/11/2016)
(1/5/2018)
(3/31/2025)
(1/15/2019)
(1/5/2018)
(12/9/2019)
(1/14/2019)
(3/21/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 2009About the Series 6 examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view James Michael D'ambrosio's CRS (Customer Relationship Summary).
Services Offered by James
- Comprehensive Financial Planning
- Retirement Planning
- Investment Planning
- Retirement Income Management
- Education Planning
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