Kevin Michael Dietzel, CFP | Financial Professional | Dubuque, Iowa | NATIONS FINANCIAL GROUP, INC.

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Steven Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#

View profile

Sarah Maitre

CAMRIEL ADVISORS

WEED, CA · CRD#

View profile

CV

Cynthia Valez

FELTL & COMPANY

PLYMOUTH, MN · CRD#

View profile

Paul Toohey

TCFG INVESTMENT ADVISORS, LLC

Anaheim Hills, CA · CRD#

View profile

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Steven Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#

View profile

Sarah Maitre

CAMRIEL ADVISORS

WEED, CA · CRD#

View profile

CV

Cynthia Valez

FELTL & COMPANY

PLYMOUTH, MN · CRD#

View profile

Paul Toohey

TCFG INVESTMENT ADVISORS, LLC

Anaheim Hills, CA · CRD#

View profile

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Steven Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#

View profile

Sarah Maitre

CAMRIEL ADVISORS

WEED, CA · CRD#

View profile

CV

Cynthia Valez

FELTL & COMPANY

PLYMOUTH, MN · CRD#

View profile

Paul Toohey

TCFG INVESTMENT ADVISORS, LLC

Anaheim Hills, CA · CRD#

View profile

Credentials

CFP®

Certified Financial PlannerSince 2019

Years of Experience

17 years registered in the securities industry

Current & Past Employments

Current

NATIONS FINANCIAL GROUP, INC.Current·CRD# 44181

RIA

BD

40 Main St. Suite 103, Dubuque, IA 52001

March 29, 2022 - Present

NATIONS FINANCIAL GROUP, INC.Current·CRD# 44181

RIA

BD

40 Main St. Suite 103, Dubuque, IA 52001

March 18, 2026 - Present

Past

STEELE CAPITAL MANAGEMENT, INC.Past·CRD# 107097

RIA

Dubuque, IA

March 20, 2017 - March 25, 2022

GLOBAL PORTFOLIO STRATEGIES, INC.Past·CRD# 105812

RIA

Dubuque, IA

October 4, 2011 - March 21, 2017

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLCPast·CRD# 18353

BD

Dubuque, IA

August 6, 2009 - March 21, 2017

Similar Advisors

Steven Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#

View profile

Sarah Maitre

CAMRIEL ADVISORS

WEED, CA · CRD#

View profile

CV

Cynthia Valez

FELTL & COMPANY

PLYMOUTH, MN · CRD#

View profile

Paul Toohey

TCFG INVESTMENT ADVISORS, LLC

Anaheim Hills, CA · CRD#

View profile

Current Firm

NF

NATIONS FINANCIAL GROUP, INC.

FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.

CRD#: 44181 / SEC#: 801-57407, 8-50588

RIA

Registered Investment Advisory firm - SEC (5/3/2000 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411

Mailing Address

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411

Phone Number

(319) 393-9541

Established

Iowa since 11/14/1997

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

94

SEC notice filing (44 States and Territories)

Registered to provide investment advisory services in 44 US states and territories.

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 44 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A 33025 (3/18/2026)

WRAP BROCHURE 33025 (3/18/2026)

Direct owners and executive officers

Name	Position	CRD#
NFGI HOLDING CORPORATION	HOLDING CORPORATION	—
BENNETT, RICHARD SCOTT	CEO - CFO	858716
BJORSETH, ERIK JOHN	CHIEF GROWTH OFFICER	4404352
CAIRNEY, STEPHEN MICHAEL	PRESIDENT	3085019
KROUSIE, TRACEY LYNN	CHIEF OPERATIONS OFFICER	4475482
REIGHARD-KEAN, VICKI LIN	CHIEF COMPLIANCE OFFICER	4238486

Regulatory Assets Under Management

Total Number of Accounts

10,535

AUM (Assets Under Management)

$4,771,466,316

Disclosures

Arbitration

1

Bond

1

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/28/2026	Cover Page	Report
11/26/2025	Cover Page	Report
09/26/2024	Cover Page	Report
11/22/2023	Cover Page	Report

Similar Advisors

Steven Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#

View profile

Sarah Maitre

CAMRIEL ADVISORS

WEED, CA · CRD#

View profile

CV

Cynthia Valez

FELTL & COMPANY

PLYMOUTH, MN · CRD#

View profile

Paul Toohey

TCFG INVESTMENT ADVISORS, LLC

Anaheim Hills, CA · CRD#

View profile

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CORE INVESTMENTS GROUP. 40 MAIN ST., SUITE 103 DUBUQUE, IA 52001. IS INVESTMENT RELATED. NATURE OF BUSINESS IS DBA OFFERING WEALTH MANAGEMENT. POSITION IS EMPLOYEE. STARTED 3/28/22. APPROX 160 HOURS SPENT ON BUSINESS PER MONTH WITH 160 DURING SECURITY TRADING HOURS. DUTIES ARE CLIENT SERVICE INCLUDING FINANCIAL PLANNING, INVESTMENT RESEARCH AND RECOMMENDATIONS, TRADING AND OTHER GENERAL OFFICE TASKS. // MOUNT PLEASANT HOME. 1695 MT. PLEASANT ST. DUBUQUE, IA 52001. NOT INVESTMENT RELATED. NATURE OF BUSINESS IS ASSISTED LIVING FACILITY. POSITION IS TRUSTEE. STARTED IN 2019. SPEND APPROX 1 HOUR/MONTH ON BUSINESS , WITH NONE DURING SECURITY TRADING HOURS. DUTIES ARE AS MEMBER OF BOARD OF TRUSTEES, OVERSEEING ENDOWMENT

Similar Advisors

Steven Glasgow

GLOBAL RETIREMENT PARTNERS LLC

Nashville, TN · CRD#

View profile

Sarah Maitre

CAMRIEL ADVISORS

WEED, CA · CRD#

View profile

CV

Cynthia Valez

FELTL & COMPANY

PLYMOUTH, MN · CRD#

View profile

Paul Toohey

TCFG INVESTMENT ADVISORS, LLC

Anaheim Hills, CA · CRD#

View profile

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NF

NATIONS FINANCIAL GROUP, INC.

FRONTIER INVESTMENT SERVICES | NATIONS FINANCIAL GROUP, INC. | NATIONAL BROKERAGE SERVICES, INC.

CRD#: 44181 / SEC#: 801-57407, 8-50588

RIA

Registered Investment Advisory firm - SEC (5/3/2000 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Illinois
(9/18/2026)

IAR

Iowa
(3/29/2022)

RR

Iowa
(9/18/2026)

RR

Wisconsin
(9/18/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.