Billy T. Frazier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Billy Thomas Frazier, who also goes by Bill Frazier, was a registered financial professional .
Billy is a previously registered financial professional and started their career in finance in 2009. Billy had worked at 2 firms and has passed the SIE, Series 79 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2018 - April 17, 2020
BELLMARK PARTNERS, LLC
September 9, 2009 - December 31, 2011
SFI CAPITAL GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 9/8/2009
Corporate Securities Limited Representative ExaminationCurrent Firm
BELLMARK PARTNERS, LLC
CRD#: 155357 / SEC#: , 8-68714
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
