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EV

Ethan S. Van Eck

FIRST CITIZENS INVESTOR SERVICES
Fort Lauderdale, FL 33308
Some features on this profile are disabled
CRD#: 5657939
EV

Professional summary

Ethan Seth Van Eck, who also goes by Ethan Van Eck, is a registered financial advisor currently at FIRST CITIZENS INVESTOR SERVICES, INC. located in Fort Lauderdale, Florida and SVB WEALTH located in Fort Lauderdale, Florida.

Ethan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Ethan has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ethan Van Eck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ethan Seth Van Eck's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 6, 2024 - Present

FIRST CITIZENS INVESTOR SERVICES, INC.

Office #1: 6555 North Federal Hwy, Fort Lauderdale, FL 33308
RIA
BD
CRD#: 44430
Fort Lauderdale, FL
Current

May 12, 2026 - Present

SVB WEALTH

Office #1: 6555 N Federal Hwy, Fort Lauderdale, FL 33308
RIA
CRD#: 172832
Fort Lauderdale, FL
Current

February 5, 2024 - Present

FIRST CITIZENS INVESTOR SERVICES, INC.

Office #1: 6555 North Federal Hwy, Fort Lauderdale, FL 33308
RIA
BD
CRD#: 44430
Fort Lauderdale, FL
Past

February 3, 2021 - November 15, 2023

TRUIST ADVISORY SERVICES, INC.

RIA
CRD#: 283390
FORT LAUDERDALE, FL
Past

December 9, 2019 - November 15, 2023

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
FORT LAUDERDALE, FL
Past

January 2, 2018 - February 17, 2021

BB&T SECURITIES, LLC

RIA
CRD#: 142785
RICHMOND, VA
Past

January 2, 2018 - February 17, 2021

BB&T SECURITIES, LLC

BD
CRD#: 142785
RICHMOND, VA
Past

June 15, 2009 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

RIA
CRD#: 33856
FORT LAUDERDALE, FL
Past

May 4, 2009 - January 2, 2018

BB&T INVESTMENT SERVICES, INC.

BD
CRD#: 33856
FORT LAUDERDALE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SVB WEALTH
BANYAN PARTNERS | SVB WEALTH LLC | SVB WEALTH | SVB PRIVATE | KLS, A DIVISION OF SVB WEALTH LLC | KLS, A DIVISION OF BOSTON PRIVATE | BP WEALTH MANAGEMENT, LLC | BP WEALTH MANAGEMENT | BOSTON PRIVATE, AN SVB COMPANY | BOSTON PRIVATE WEALTH MANAGEMENT | BOSTON PRIVATE WEALTH LLC | BOSTON PRIVATE WEALTH | BOSTON PRIVATE

CRD#: 172832 / SEC#: 801-80480

RIA
Registered Investment Advisory firm - (10/2/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(2/5/2024)
IAR
Florida
(2/6/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/11/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/2/2009
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/3/2013
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SW
SVB WEALTH
BANYAN PARTNERS | SVB WEALTH LLC | SVB WEALTH | SVB PRIVATE | KLS, A DIVISION OF SVB WEALTH LLC | KLS, A DIVISION OF BOSTON PRIVATE | BP WEALTH MANAGEMENT, LLC | BP WEALTH MANAGEMENT | BOSTON PRIVATE, AN SVB COMPANY | BOSTON PRIVATE WEALTH MANAGEMENT | BOSTON PRIVATE WEALTH LLC | BOSTON PRIVATE WEALTH | BOSTON PRIVATE

CRD#: 172832 / SEC#: 801-80480

RIA
Registered Investment Advisory firm - (10/2/2014 Approved)
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Contact information

Main Address
53 State Street 28th Floor, Boston, MA 02109
Mailing Address
Po Box 27131, Raleigh, NC 27611
Phone number
(617) 223-0200
Established
Firm type
Fiscal year end
# of Employees
85

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SVB WEALTH LLC (3/30/2025)
SVB WEALTH LLC APPENDIX 1/ WRAP BROCHURE (3/30/2025)

Regulatory assets under management

Total Number of Accounts3,739
AUM (Assets Under Management)$ 4,983,411,995

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
02/21/2025
Cover Page
Report
09/20/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SVB WEALTH

CRD#: 172832Fort Lauderdale, FL 33308

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