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Howard Crash

Some features on this profile are disabled
CRD#: 56579
HC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Howard Crash was a registered financial professional .

Howard is a previously registered financial professional and started their career in finance in 1973. Howard had worked at 14 firms and has passed the Series 63, Series 1 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 1, 1990 - February 18, 1992

R.C. GOVERNMENT SECURITIES, INC.

BD
CRD#: 25881
Past

February 7, 1990 - December 31, 1990

SHUBERT RIZOR SECURITIES, INC.

BD
CRD#: 18581
Past

January 12, 1989 - August 9, 1989

RESOURCE MANAGEMENT ASSOCIATES, GSI

BD
CRD#: 20461
Past

September 14, 1988 - January 26, 1989

MCG PORTFOLIO MANAGEMENT CORP.

BD
CRD#: 7070
Past

May 7, 1987 - July 27, 1988

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

October 12, 1985 - March 25, 1987

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

October 20, 1983 - October 2, 1985

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
Past

February 16, 1983 - July 11, 1983

WESTERN PACIFIC SECURITIES, INC.

BD
CRD#: 7970
Past

August 12, 1982 - January 10, 1983

STERN FISHER EDWARDS INC

BD
CRD#: 7548
Past

March 10, 1978 - January 22, 1979

PERSHING LLC

BD
CRD#: 7560
Past

February 24, 1978 - March 10, 1978

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION

BD
CRD#: 7554
Past

February 22, 1978 - February 24, 1978

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION

BD
CRD#: 6458
Past

December 24, 1974 - February 21, 1978

A. G. BECKER INCORPORATED

BD
CRD#: 6794
Past

May 22, 1973 - November 25, 1975

AG BECKER & CO INC

BD
CRD#: 1000001

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/27/1983
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 1
Date: 5/17/1973
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/1/1991
General Securities Principal Examination

Current Firm

RG
R.C. GOVERNMENT SECURITIES, INC.
R.C. GOVERNMENT SECURITIES, INC. | RINFRET, CRASH GOVERNMENT SECURITIES, INC.

CRD#: 25881 / SEC#: , 8-42107

BD
Cancelled by FINRA on 02/18/1992
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 10/31/1989
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

R.C. GOVERNMENT SECURITIES, INC.

CRD#: 25881

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