April R. Roberts

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CRD#: 5657855

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

April Rochelle Roberts was a registered financial professional .

April is a previously registered financial professional and started their career in finance in 2009. April had worked at 6 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. ROBERTS WEALTH MANAGEMENT, LLC. INVESTMENT-RELATED. 1650 HIGHWAY 6, SUITE 250, SUGAR LAND, TX 77478. NATURE OF BUSINESS IS INSURANCE SALES. OWNER. START DATE 7/2008. 15 HOURS/MONTH, 15 HOURS DURING TRADING. 2. RETIREMENT TODAY, LLC. NOT INVESTMENT RELATED. OWNER. TELEVISION AND BOOK MARKETING FIRM. 5 HOURS/MONTH, 0 HOURS DURING TRADING.

Blog Corner

CRS (Client Relationship Summary)

April 8, 2009 - July 17, 2009

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

BILOXI, MS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RWM CAPITAL, LLC

ROBERTS WEALTH MANAGEMENT, LLC | RWM CAPITAL, LLC

CRD#: 310635 / SEC#: 801-119513

RIA

Registered Investment Advisory firm - (9/21/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/13/2009

Uniform Investment Adviser Law Examination

Current Firm

RWM CAPITAL, LLC

ROBERTS WEALTH MANAGEMENT, LLC | RWM CAPITAL, LLC

CRD#: 310635 / SEC#: 801-119513

RIA

Registered Investment Advisory firm - (9/21/2020 Approved)

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Contact information

Main Address

1650 Highway 6 Suite 250, Sugar Land, TX 77478

Mailing Address

2555 Marshall Road Suite C-1, Biloxi, MS 39531

Phone number

(832) 981-7000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (4/11/2025)

Regulatory assets under management

Total Number of Accounts	2,096
AUM (Assets Under Management)	$ 161,362,901

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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April R. Roberts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RWM CAPITAL, LLC

UX WEALTH PARTNERS LLC

AE WEALTH MANAGEMENT, LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

HORTER INVESTMENT MANAGEMENT, LLC

WOODSTOCK FINANCIAL GROUP, INC.

HORTER INVESTMENT MANAGEMENT, LLC

Primary Firm SEC Registration

RWM CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/13/2009

Current Firm

RWM CAPITAL, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RWM CAPITAL, LLC

TRUST BUT VERIFY

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