Richard B. Chew

POLARIS WEALTH MANAGEMENT

FLOSSMOOR, IL 60422

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CRD#: 5657521

Professional summary

Richard Byron Chew, who also goes by Richard Chew, is a registered financial advisor currently at POLARIS WEALTH MANAGEMENT, LLC located in Flossmoor, Illinois.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Richard has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard Chew

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I sell Life Insurance and Annuities as a broker-agent through my organization, 1st Capital Insurance Group. Show Host; WCPT AM-820 Radio Show; Is the business investment related: No; Location of the business: 5475 N. Milwaukee Chicago IL 60654 United States; Description of the business: I am working on a public-access radio show that has nothing to do with my IAR work with Polaris or any other financial firm.; Responsibilities Duties: Daily Talk show; Start date with business: 2024-02-05; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 1;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Byron Chew's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 16, 2021 - Present

POLARIS WEALTH MANAGEMENT, LLC

Office #1: 2620 Central Dr Unit Gs, Flossmoor, IL 60422

RIA

CRD#: 305777

FLOSSMOOR, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/9/2020

Uniform Investment Adviser Law Examination

Current Firm

POLARIS WEALTH MANAGEMENT, LLC

POLARIS | POLARIS WEALTH MANAGEMENT, LLC | POLARIS WEALTH MANAGEMENT | POLARIS INSURANCE AGENCY

CRD#: 305777 / SEC#:

Illinois

Registered Investment Advisory firm - (6/24/2020 Approved)

Texas

Registered Investment Advisory firm - (2/11/2021 Conditional Restricted)

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Contact information

Main Address

2620 Central Dr Unit Gs, Flossmoor, IL 60422

Mailing Address

1020 Park Dr #213, Flossmoor, IL 60422

Phone number

(312) 951-2606

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	313
AUM (Assets Under Management)	$ 11,200,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard B. Chew

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Byron Chew's CRS (Customer Relationship Summary).

Certified licenses

Experience

POLARIS WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/9/2020

Current Firm

POLARIS WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

POLARIS WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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