Craig C. Pequette
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig C. Pequette, who also goes by Craig C Pequette, Craig Charles Pequette, Craig Pequette, Graig C Pequette, was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 2009. Craig had worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2018 - May 7, 2019
PNC MANAGED ACCOUNT SOLUTIONS, INC.
December 13, 2018 - May 7, 2019
BBVA SECURITIES INC.
August 17, 2017 - March 21, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
August 15, 2017 - March 21, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 23, 2015 - August 14, 2017
KEY INVESTMENT SERVICES LLC
December 23, 2015 - August 14, 2017
KEY INVESTMENT SERVICES LLC
September 3, 2014 - December 28, 2015
BANCWEST INVESTMENT SERVICES, INC.
May 21, 2014 - December 28, 2015
BANCWEST INVESTMENT SERVICES, INC.
August 16, 2013 - May 9, 2014
NYLIFE SECURITIES LLC
September 20, 2011 - August 7, 2013
HORNOR, TOWNSEND & KENT, LLC
May 17, 2010 - August 18, 2011
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
April 6, 2010 - May 12, 2010
COMMONWEALTH FINANCIAL NETWORK
July 7, 2009 - February 19, 2010
SECURIAN FINANCIAL SERVICES, INC.
June 29, 2009 - February 19, 2010
SECURIAN FINANCIAL SERVICES, INC.
May 4, 2009 - June 2, 2009
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
