Jose T. De La Rosa Garcia
Professional summary
Jose Tomas De La Rosa Garcia, who also goes by Jose De-la-rosa, Jose De La Rosa, is a registered financial professional currently at IDB CAPITAL CORP. located in Aventura, Florida.
Jose is registered as a RR (Registered Representative) and started their career in finance in 2009. Jose has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jose Tomas De La Rosa Garcia's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 6, 2024 - Present
IDB CAPITAL CORP.
Office #1: 18851 Ne 29th Avenue Suite 600, Aventura, FL 33180August 16, 2021 - September 16, 2024
AMERANT INVESTMENTS, INC.
August 9, 2021 - September 16, 2024
AMERANT INVESTMENTS, INC.
May 25, 2017 - July 27, 2021
CITIGROUP GLOBAL MARKETS INC.
May 24, 2017 - July 27, 2021
CITIGROUP GLOBAL MARKETS INC.
June 6, 2013 - May 24, 2017
WELLS FARGO CLEARING SERVICES, LLC
May 19, 2009 - May 24, 2017
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/6/2024)
(12/19/2024)
Exams
FINRA
Current Firm
IDB CAPITAL CORP.
CRD#: 106032 / SEC#: , 8-53000
Contact information
FINRA licenses (29 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ISRAEL DISCOUNT BANK OF NEW YORK | SOLE SHAREHOLDER | |
| CASE, LESLIE KATHRYN | SECRETARY | 6058280 |
| CLANCY, PATRICIA ANNE | CHIEF OPERATING OFFICER, PRINCIPAL OPERATIONS OFFICER | 2753700 |
| FRAHER, NANCY ANN | DIRECTOR | 6132794 |
| GRANT, EDMOND F | DIRECTOR | 4058518 |
| KIM, EDWARD SANG | FINANCIAL AND OPERATIONS PRINCIPAL, PRINCIPAL FINANCIAL OFFICER | 6702617 |
| ROBERTS, DANIEL G | DIRECTOR | 6986015 |
| SAVIO, KENNETH JOSEPH | PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | 1428851 |
| SAVIO, KENNETH JOSEPH | INTERIM CHAIRMAN OF THE BOARD | 1428851 |
| TREBLE, TIMOTHY | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 1699773 |
Disclosures
| Regulatory Event | 1 |
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Company Information
IDB CAPITAL CORP.
CRD#: 106032Aventura, FL 33180TRUST BUT VERIFY
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