Kimberly L. Turner
Professional summary
Kimberly Leander Turner, CFP®, who also goes by Kimberly Leander Holliman Mrs., Kimberly Leander Mccoy Ms., Kim Turner, Kimberly Leander Turner, Kimberly L Turner, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Rockledge, Florida.
Kimberly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Kimberly has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kimberly Leander Turner's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kimberly Leander Turner's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2012
Experience
August 8, 2025 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1033 Florida Ave S, Rockledge, FL 32955August 8, 2025 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1033 Florida Ave S, Rockledge, FL 32955August 7, 2025 - August 7, 2025
THRIVENT INVESTMENT MANAGEMENT INC.
August 10, 2021 - December 31, 2023
GREAT POINT CAPITAL LLC
January 5, 2021 - July 30, 2025
RETIREMENT PLANNING DOCTORS
January 30, 2020 - September 9, 2020
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
November 27, 2019 - September 9, 2020
CAMBRIDGE INVESTMENT RESEARCH, INC.
November 1, 2017 - May 2, 2019
ALLSTATE FINANCIAL ADVISORS, LLC
September 30, 2017 - May 2, 2019
ALLSTATE FINANCIAL SERVICES, LLC
November 10, 2014 - November 4, 2016
PNC WEALTH MANAGEMENT LLC
November 6, 2014 - November 4, 2016
PNC WEALTH MANAGEMENT LLC
April 23, 2012 - August 20, 2014
MSI FINANCIAL SERVICES, INC.
February 21, 2012 - August 20, 2014
MSI FINANCIAL SERVICES, INC.
September 8, 2009 - September 2, 2011
MORGAN STANLEY
September 3, 2009 - September 2, 2011
MORGAN STANLEY
April 14, 2009 - October 1, 2009
INVESTORS CAPITAL CORP.
Primary Firm SEC Registration
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/25/2025)
(9/17/2025)
(8/8/2025)
(8/11/2025)
(8/25/2025)
(8/22/2025)
(8/22/2025)
(8/28/2025)
(8/25/2025)
(8/22/2025)
(8/22/2025)
Exams
FINRA
Current Firm
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/22/2026 | ||
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
