JC
Jeremy M. Chase
MERIDIAN WEALTH MANAGEMENT
Lexington, KY 40507
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CRD#: 5657256
JC
Professional summary
Jeremy Michael Chase is a registered financial advisor currently at MERIDIAN WEALTH MANAGEMENT, LLC located in Lexington, Kentucky.
Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jeremy has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Jeremy Chase, Lexington, KY, Not Investment Related, Race Horse Ownership, Owner, Start Date 07/03/2023, 1 hour per month devoted, 0 hours per month devoted during securities trading, ownership of horse(s) only, not other duties than ownership as duties are delegated to a hired trainer. 2) Trifecta Wealth Management, LLC, Lexington, KY, LLC used to pay salaries and expenses, Partner, Start Date 06/28/2023, 0 hours per month devoted, 0 hours per month devoted during securities trading. .
CRS (Client Relationship Summary) - RIA
Click below to view Jeremy Michael Chase's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 24, 2023 - Present
MERIDIAN WEALTH MANAGEMENT, LLC
Office #1: 100 W Main Street Suite 450, Lexington, KY 40507RIA
CRD#: 151523
Lexington, KY
Past
January 19, 2012 - March 6, 2023
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
LEXINGTON, KY
Past
January 19, 2012 - March 6, 2023
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
LEXINGTON, KY
Past
February 23, 2011 - January 10, 2012
J.J.B. HILLIARD, W.L. LYONS, LLC
RIA
CRD#: 453
LOUISVILLE, KY
Past
May 17, 2010 - January 10, 2012
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
LOUISVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MERIDIAN WEALTH MANAGEMENT, LLC
MERIDIAN WEALTH MANAGEMENT, LLC | VARSITY WEALTH
CRD#: 151523 / SEC#: 801-70676
RIA
Registered Investment Advisory firm - (10/14/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(2/15/2024)
IAR
Florida(3/21/2023)
IAR
Georgia(2/27/2023)
IAR
Illinois(2/28/2023)
IAR
Indiana(2/24/2023)
IAR
Kentucky(2/24/2023)
IAR
Michigan(3/1/2023)
IAR
Missouri(2/27/2023)
IAR
New York(1/30/2024)
IAR
North Carolina(2/24/2023)
IAR
Ohio(2/24/2023)
IAR
Oklahoma(2/27/2023)
IAR
South Carolina(3/13/2023)
IAR
Texas(2/24/2023)
IAR
Virginia(2/28/2023)
IAR
Washington(12/5/2023)
IAR
Wisconsin(2/28/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MW
MERIDIAN WEALTH MANAGEMENT, LLC
MERIDIAN WEALTH MANAGEMENT, LLC | VARSITY WEALTH
CRD#: 151523 / SEC#: 801-70676
RIA
Registered Investment Advisory firm - (10/14/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 W Main Street Suite 450, Lexington, KY 40507
Mailing Address
Phone number
(859) 543-4516
Established
Firm type
Fiscal year end
# of Employees
64
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,802 |
| AUM (Assets Under Management) | $ 3,885,527,411 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MERIDIAN WEALTH MANAGEMENT, LLC
CRD#: 151523Lexington, KY 40507TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
