Kenneth W. Gurrola
Professional summary
Kenneth William Gurrola ESQ. was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kenneth is a previously registered financial professional and started their career in finance in 2009. Prior to being barred, Kenneth had worked at 3 firms, which includes EASTRIDGE CAPITAL LP, MURIEL SIEBERT & CO. LLC, KAUFMAN BROS. L.P..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2013 - July 22, 2019
EASTRIDGE CAPITAL, LP
March 5, 2012 - August 2, 2012
MURIEL SIEBERT & CO., LLC
April 24, 2009 - February 10, 2012
KAUFMAN BROS., L.P.
State Registrations and Notice Filings
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Exams
Current Firm
EASTRIDGE CAPITAL, LP
CRD#: 165579 / SEC#: , 8-69167
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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