Michael J. Mansfield

THE LYND GROUP ADVISORS

Ventura, CA 93003

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CRD#: 5656946

Professional summary

Michael Joseph Mansfield, CFP®, who also goes by Michael Mansfield, is a registered financial advisor currently at THE LYND GROUP ADVISORS, LLC located in Ventura, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Michael has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Mansfield

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ENTITY: sole proprietor; 973 EAST MAIN STREET, VENTURA, CA 93001; THIS IS A GENERAL FINANCIAL SERVICES AND INSURANCE PROVIDER. 50% OF TIME WORKING AS An INSURANCE AGENT. INVESTMENT RELATED. START DATE: 02/2020. ENTITY: Sole propreitor; 973 EAST MAIN STREET, VENTURA, CA 93001; legal document assistant. <2% OF TIME WORKING in this business. non-INVESTMENT RELATED. START DATE: 9/2015.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Mansfield's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

January 3, 2014 - Present

THE LYND GROUP ADVISORS, LLC

Office #1: 801 South Victoria Avenue Suite 105, Ventura, CA 93003

RIA

CRD#: 169664

Ventura, CA

Past

May 13, 2013 - December 31, 2013

GRADIENT SECURITIES, LLC

CRD#: 127701

VENTURA, CA

Past

February 24, 2012 - December 31, 2013

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

ARDEN HILLS, MN

Past

December 7, 2009 - February 23, 2012

COOPER MCMANUS

RIA

CRD#: 111458

PALM DESERT, CA

Past

September 28, 2009 - February 23, 2012

SECURITIES AMERICA, INC.

CRD#: 10205

VENTURA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/3/2014)

IAR

Texas
(4/30/2018)

IAR

Utah
(7/26/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/20/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/26/2009

General Securities Representative Examination

Current Firm

THE LYND GROUP ADVISORS, LLC

THE LYND GROUP ADVISORS, LLC | TLG WEALTH INSURANCE SERVICES | THE LYND GROUP WEALTH MANAGEMENT

CRD#: 169664 / SEC#:

California

Registered Investment Advisory firm - (1/1/2014 Approved)

Texas

Registered Investment Advisory firm - (7/8/2022 Approved)

Utah

Registered Investment Advisory firm - (7/26/2016 Approved)

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Contact information

Main Address

801 South Victoria Avenue Suite 105, Ventura, CA 93003

Mailing Address

Po Box 3695, Ventura, CA 93006

Phone number

(805) 500-7035

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael J. Mansfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Joseph Mansfield's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LYND GROUP ADVISORS, LLC

GRADIENT SECURITIES, LLC

GRADIENT ADVISORS, LLC

COOPER MCMANUS

SECURITIES AMERICA, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/20/2009

Series 7

Date: 9/26/2009

Current Firm

THE LYND GROUP ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

THE LYND GROUP ADVISORS, LLC

TRUST BUT VERIFY

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