TR
Timothy J. Rigsby
GLOBAL ASSETS ADVISORY
MERRILLVILLE, IN
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CRD#: 5656773
TR
Professional summary
Timothy J Rigsby, who also goes by Tim Rigsby, is a registered financial advisor currently at GLOBAL ASSETS ADVISORY, LLC located in Merrillville, Indiana and INTERNATIONAL ASSETS ADVISORY, LLC located in Merrillville, Indiana.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Timothy has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim Rigsby
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GLOBAL ASSETS ADVISORY, LLC 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - REGISTERED INVESTMENT ADVISOR - INVESTMENT ADVISOR SINCE 7/2020 - APPROX 160 HRS/MO - FEE BASED COMPENSATION 2) LASZLO RIGSBY ADVISORY SERVICES 200 E. 80TH PLACE, #200, MERRILLVILLE, IN 46410 - MARKETING FIRM - SALES AND MARKETING - OWNER SINCE 1/2010 - APPROX 160 HRS/MO - COMMISSIONS AND ADVISORY FEES 3) LASZLO RIGSBY FINANCIAL SERVICES, INC. 200 E. 80TH PLACE, #200, MERRILLVILLE, IN 46410 - TAX AND ACCOUNTING SERVICES - OWNER SINCE 1/2010 - APPROX 160 HRS/MO - SALARY AND S-CORP DISTRIBUTIONS 4) THE SOKOL GROUP 2254 WEST GRAND, CHICAGO, IL 60612 - REAL ESTATE BROKERAGE - AGENT SINCE 2/2009 - LESS THAN 1 HR/MO - COMMISSIONS
CRS (Client Relationship Summary) - RIA
Click below to view Timothy J Rigsby's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 29, 2020 - Present
GLOBAL ASSETS ADVISORY, LLC
RIA
CRD#: 300460
MERRILLVILLE, IN
Current
July 29, 2020 - Present
INTERNATIONAL ASSETS ADVISORY, LLC
Office #1: 200 East 80th Place #200, Merrillville, IN 46410RIA
BD
CRD#: 10645
Merrillville, IN
Past
March 27, 2017 - October 1, 2020
GRACE CAPITAL MANAGEMENT, LLC
RIA
CRD#: 150054
Merrillville, IN
Past
December 14, 2012 - September 11, 2017
TRIAD ADVISORS LLC
RIA
CRD#: 25803
MERRILLVILLE, IN
Past
December 14, 2012 - July 30, 2020
TRIAD ADVISORS LLC
BD
CRD#: 25803
MERRILLVILLE, IN
Past
August 18, 2010 - December 4, 2012
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
MERRILLVILLE, IN
Past
August 10, 2010 - December 4, 2012
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
MERRILLVILLE, IN
Past
May 26, 2010 - August 4, 2010
NEW ENGLAND SECURITIES
BD
CRD#: 615
NORTHBROOK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GA
GLOBAL ASSETS ADVISORY, LLC
BLACOR USA, LLC | WINN PARTNERS FINANCIAL GROUP | UNITY WEALTH MANAGEMENT, LLC | THE FOUNDATION INVESTMENT GROUP | SULLIVAN WEALTH STRATEGIES | RAND GROUP FINANCIAL | MILLER WEALTH MANAGEMENT | MACO WEALTH MANAGEMENT | MACEDON FINANCIAL MANAGEMENT, LLC | LASZLO RIGSBY FINANCIAL SERVICES | JENSEN FINANCIAL, LLC | GLOBAL ASSETS ADVISORY, LLC | G2 RAMPART CONSULTING, LLC | FINANCIAL ADVANTAGE WEALTH MANAGEMENT | CAPITAL FINANCIAL GROUP
CRD#: 300460 / SEC#: 801-114946
RIA
Registered Investment Advisory firm - (4/5/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(7/29/2020)
RR
Indiana(7/29/2020)
IAR
Indiana(7/29/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GA
GLOBAL ASSETS ADVISORY, LLC
BLACOR USA, LLC | WINN PARTNERS FINANCIAL GROUP | UNITY WEALTH MANAGEMENT, LLC | THE FOUNDATION INVESTMENT GROUP | SULLIVAN WEALTH STRATEGIES | RAND GROUP FINANCIAL | MILLER WEALTH MANAGEMENT | MACO WEALTH MANAGEMENT | MACEDON FINANCIAL MANAGEMENT, LLC | LASZLO RIGSBY FINANCIAL SERVICES | JENSEN FINANCIAL, LLC | GLOBAL ASSETS ADVISORY, LLC | G2 RAMPART CONSULTING, LLC | FINANCIAL ADVANTAGE WEALTH MANAGEMENT | CAPITAL FINANCIAL GROUP
CRD#: 300460 / SEC#: 801-114946
RIA
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Contact information
Main Address
111 N. Orange Avenue Suite 1000, Orlando, FL 32801
Mailing Address
Phone number
(407) 254-1500
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,213 |
| AUM (Assets Under Management) | $ 338,145,734 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
