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JL

Joseph Lauro

VOYA FINANCIAL ADVISORS
Lake Mary, FL 32746
Some features on this profile are disabled
CRD#: 5656757
JL
Joseph LauroVOYA FINANCIAL ADVISORS

Professional summary

Joseph Lauro, who also goes by Joe Lauro, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Lake Mary, Florida.

Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Joseph has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Aliases

Joe Lauro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
POPPELL FINANCIAL GROUP POSITION: Financial Advisor NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 07/15/2026 ADDRESS: 1540 International Parkway, Ste 2000, Lake Mary FL 32746, United States DESCRIPTION: Financial advisor dba.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Lauro's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Joseph Lauro's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 4, 2026 - Present

VOYA FINANCIAL ADVISORS, INC.

Office #1: 1540 International Parkway, Lake Mary, FL 32746
RIA
BD
CRD#: 2882
Lake Mary, FL
Current

August 3, 2026 - Present

VOYA FINANCIAL ADVISORS, INC.

Office #1: 1540 International Parkway, Lake Mary, FL 32746
RIA
BD
CRD#: 2882
Lake Mary, FL
Past

December 15, 2021 - February 18, 2026

TRUIST ADVISORY SERVICES, INC.

RIA
CRD#: 283390
ORLANDO, FL
Past

December 2, 2021 - February 18, 2026

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
ORLANDO, FL
Past

March 28, 2014 - November 24, 2021

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
TALLAHASSEE, FL
Past

February 18, 2014 - November 24, 2021

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
TALLAHASSEE, FL
Past

November 8, 2013 - February 13, 2014

PLANMEMBER SECURITIES CORPORATION

RIA
CRD#: 11869
WINTER PARK, FL
Past

November 7, 2013 - February 13, 2014

PLANMEMBER SECURITIES CORPORATION

BD
CRD#: 11869
WINTER PARK, FL
Past

October 30, 2012 - September 6, 2013

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
ORLANDO, FL
Past

October 12, 2012 - September 6, 2013

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
ORLANDO, FL
Past

August 31, 2012 - September 26, 2012

LEGEND ADVISORY, LLC

RIA
CRD#: 104761
BOYNTON BEACH, FL
Past

August 13, 2012 - September 26, 2012

LEGEND EQUITIES CORPORATION

BD
CRD#: 30999
PALM BEACH GARDENS, FL
Past

August 6, 2009 - August 14, 2012

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
ORLANDO, FL
Past

June 3, 2009 - August 14, 2012

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
ORLANDO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.

CRD#: 2882 / SEC#: 801-46585, 8-13987

RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/3/2026)
IAR
Florida
(8/4/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/29/2009
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/2/2009
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

VOYA FINANCIAL ADVISORS, INC.
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.

CRD#: 2882 / SEC#: 801-46585, 8-13987

RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE (12/10/2025)
PART 2A APPENDIX 1 OF FORM ADV: WRAP FEE PROGRAM BROCHURE (12/10/2025)
PART 2A APPENDIX OF FORM ADV: INVESTOR CHANNEL WRAP FEE PROGRAM BROCHURE (12/10/2025)

Direct owners and executive officers

NamePositionCRD#
VOYA HOLDINGS INC.100% SHAREHOLDER
BOHN, FREDERICK HENRYCHIEF FINANCIAL OFFICER5791728
DEPRATTI, JOHN JVP, OPERATIONS PRINCIPAL2927917
PAASCH, STEPHAN ANTHONYCHIEF COMPLIANCE OFFICER2968516
REILLY, JONATHAN FRANCISPRESIDENT2039032

Regulatory assets under management

Total Number of Accounts11,854
AUM (Assets Under Management)$ 2,744,735,129

Disclosures

Regulatory Event36
Arbitration9

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882Lake Mary, FL 32746

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