Joseph Lauro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Lauro, who also goes by Joe Lauro, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2009. Joseph had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2021 - February 18, 2026
TRUIST ADVISORY SERVICES, INC.
December 2, 2021 - February 18, 2026
TRUIST INVESTMENT SERVICES, INC.
March 28, 2014 - November 24, 2021
VALIC FINANCIAL ADVISORS, INC.
February 18, 2014 - November 24, 2021
VALIC FINANCIAL ADVISORS, INC.
November 8, 2013 - February 13, 2014
PLANMEMBER SECURITIES CORPORATION
November 7, 2013 - February 13, 2014
PLANMEMBER SECURITIES CORPORATION
October 30, 2012 - September 6, 2013
EQUITABLE ADVISORS, LLC
October 12, 2012 - September 6, 2013
EQUITABLE ADVISORS, LLC
August 31, 2012 - September 26, 2012
LEGEND ADVISORY, LLC
August 13, 2012 - September 26, 2012
LEGEND EQUITIES CORPORATION
August 6, 2009 - August 14, 2012
EQUITABLE ADVISORS, LLC
June 3, 2009 - August 14, 2012
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
