Calvert D. Crary
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Calvert Douglas Crary was a registered financial professional .
Calvert is a previously registered financial professional and started their career in finance in 1972. Calvert had worked at 11 firms and has passed the Series 63, Series 000, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2002 - December 19, 2003
VFINANCE INVESTMENTS, INC
June 13, 2000 - June 14, 2002
SOMERSET FINANCIAL GROUP, INC.
December 7, 1998 - July 20, 2000
DOMINARI SECURITIES LLC
October 8, 1993 - December 11, 1998
AUERBACH, POLLAK & RICHARDSON INC.
April 19, 1993 - September 3, 1993
REICH & CO., INC.
November 4, 1988 - May 5, 1993
MARTIN SIMPSON & COMPANY, INC.
January 8, 1981 - March 19, 1988
J.P. MORGAN SECURITIES LLC
September 16, 1977 - June 30, 1980
PRUDENTIAL EQUITY GROUP, LLC
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
June 8, 1976 - August 27, 1976
BACHE & CO INCORPORATED
October 24, 1972 - April 23, 1976
LEGG MASON WOOD WALKER, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 10/19/1972
General Securities Principal ExaminationSeries 1
Date: 10/19/1972
Registered Representative ExaminationCurrent Firm
VFINANCE INVESTMENTS, INC
CRD#: 44962 / SEC#: , 8-50898
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VFINANCE INVESTMENTS HOLDINGS | SHAREHOLDER | |
| GROENEVELD, WILLIAM LAWRENCE | HEAD TRADER, PRESIDENT, CEO | 2127534 |
| GROENEVELD, WILLIAM LAWRENCE | DIRECTOR | 2127534 |
| JOHNSON, KAY ALISON | CCO | 1583193 |
| KNOPF, FRED N | GENERAL COUNSEL | 6390806 |
| MULLEN, MICHAEL ANTHONY | DIRECTOR | 1428116 |
| WATSON, NATALIA TOVAR | FINOP/CFO | 4782735 |
Disclosures
| Regulatory Event | 27 |
| Arbitration | 6 |
Red Flags
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