TD
Tina M. Dickinson
TRANSAMERICA FINANCIAL ADVISORS
Thousand Oaks, CA 91360
Some features on this profile are disabled
CRD#: 5656615
TD
Professional summary
Tina Marie Dickinson, who also goes by Tina Marie Britting, Tina Britting, Tina M Dickinson, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Thousand Oaks, California.
Tina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Tina has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tina Marie Britting | Tina Britting | Tina M Dickinson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. HEALTH INSURANCE; NOT INVESTMENT RELATED; 28632 ROADSIDE DRIVE, 240, AGOURA HILLS CA 91301; HEALTH INSURANCE; HEALTH AGENT; 01/2011; SELLING HEALTH INSURANCE HEARTLAND INSTITUTE OF FINANCIAL EDUCATION/NO/8301 EAST PRENTICE AVE, 312, GREENWOOD VILLAGE, CO 90111/EDUCATION TO BECOME A CERTIFIED FINANCIAL EDUCATOR/CERTIFIED FINANCIAL EDUCA/02.01.2017/5/1/EDUCATE COMPANIES, SCHOOLS, ORGANIZATIONS, GOVERNMENT AGENCIES FINANCIAL EDUCATION. 24 HOUR HOME CARE, LLC / NOT INVESTMENT RELATED / 1801 SOLAR DRIVE #200 OXNARD, CA 93030 / CARE SERVICES FOR AUTISTIC AND ELDERLY / CARE PROVIDER / 3/01/2019 / HOURS PER MONTH 70 / HOURS DURING SECURITIES 0 / WHEN MY DAUGHTER WORKS I WILL BE CARING FOR MY AUTISTIC GRANDSON REAL ESTATE RENTAL PROPERTY (1) POSITION: Property Owner/Investor NATURE: Apartment Complex INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/17/2024 ADDRESS: 1340 Edgewood Way, Oxnard CA 93030, United States DESCRIPTION: None. I am one of the investors WRS GLOBAL TECHNOLOGIES INC POSITION: Treasurer NATURE: IT Services INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2025 ADDRESS: 22647 Ventura Blvd, 1011, Woodland Hills CA 91364, United States DESCRIPTION: Paying bills and financial oversight
CRS (Client Relationship Summary) - RIA
Click below to view Tina Marie Dickinson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Tina Marie Dickinson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 5, 2016 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 515 Marin Street Suite 408, Thousand Oaks, CA 91360RIA
BD
CRD#: 16164
Thousand Oaks, CA
Current
January 6, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 515 Marin Street Suite 408, Thousand Oaks, CA 91360RIA
BD
CRD#: 16164
Thousand Oaks, CA
Past
January 14, 2011 - January 6, 2012
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
AGOURA HILLS, CA
Past
October 30, 2009 - December 17, 2010
NYLIFE SECURITIES LLC
BD
CRD#: 5167
OXNARD, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/3/2016)
RR
California(1/6/2012)
IAR
California(7/5/2016)
RR
Colorado(4/24/2014)
RR
Connecticut(2/13/2018)
RR
Georgia(2/13/2018)
RR
Massachusetts(8/1/2022)
RR
Nevada(4/24/2014)
RR
New York(1/6/2012)
IAR
North Carolina(1/31/2018)
RR
North Carolina(2/21/2018)
RR
Oregon(6/3/2016)
IAR
Texas(1/31/2018)
RR
Texas(2/13/2018)
RR
Utah(10/26/2020)
RR
Washington(4/20/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164Thousand Oaks, CA 91360TRUST BUT VERIFY
Monitor Tina Dickinson
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
