Heriberto Acevedo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heriberto Acevedo, who also goes by Eddie Acevedo, Edward Acevedo, Edward Berto, Edward Thompson, was a registered financial professional .
Heriberto is a previously registered financial professional and started their career in finance in 2009. Heriberto had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2012 - April 16, 2013
MM GLOBAL SECURITIES, INC.
April 24, 2012 - June 11, 2012
ALLIED BEACON PARTNERS, INC.
November 8, 2010 - September 21, 2011
WINDSOR STREET CAPITAL, LP
March 16, 2010 - November 2, 2010
NATIONAL SECURITIES CORPORATION
June 3, 2009 - February 1, 2010
E1 ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MM GLOBAL SECURITIES, INC.
CRD#: 2509 / SEC#: , 8-11988
Contact information
FINRA licenses (12 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
