PG
Pierre T. Gallant
Some features on this profile are disabled
CRD#: 5656179
PG
Pierre Tellex Gallant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pierre Tellex Gallant, who also goes by Gallant Tellex Pierre, was a registered financial professional .
Pierre is a previously registered financial professional and started their career in finance in 2009. Pierre had worked at 2 firms and has passed the Series 65 exam.
Aliases
Gallant Tellex Pierre
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME:PURE AND SIMPLE, LLC INVESTMENT-RELATED?: NO ADDRESS: 720 OLIVE WAY SUITE 1605, SEATTLE, WA 98101 NATURE OF BUSINESS: HOLDING COMPANY WITH INTERESTS IN FORTIPHI FINANCIAL LLC AND FORTIPHI LLC POSITION/TITLE/RELATIONSHIP: SOLE MEMBER AND PRESIDENT START DATE: 7/18/2008 HOURS/MO DEVOTED TO THIS BUSINESS: 5 HOURS DURING SECURITY TRADING HOURS: 0 DUTIES IN THIS BUSINESS: OVERSEE INVESTMENT IN FORTIPHI Mr. Gallant maintains ownership interests in, and is involved with, various entities that may present conflicts of interest. Mr. Gallant is the 100% owner of Pure & Simple, LLC, ("Pure & Simple") a holding company formed for the purpose of managing Mr. Gallant's private investments. Pure & Simple fully owns Fortiphi. He spends less than one hour per month on the activities of Pure & Simple. As of December 2020, Mr. Gallant is the beneficial owner, including equity held by Pure & Simple, of 83.4% of the ownership of Pomegranate Holdings, LLC's ("PH"), the holding company that fully owns Claraphi Advisory Network LLC ("Claraphi"), a registered investment advisory firm Mr. Gallant founded in 2012. He spends approximately twenty hours per month on the activities of PH. Since January 5th, 2021, Mr. Gallant has been Chief Executive Officer of Claraphi. He spends approximately 300 hours per month on the activities of Claraphi. In addition to being an investment advisor representative, Mr. Gallant is also a licensed insurance agent and in such capacity may recommend, on a fully-disclosed commission basis, the purchase of certain insurance products. A conflict of interest exists to the extent that Mr. Gallant receives insurance commissions or other additional compensation for insurance products recommended and doing so creates an incentive to recommend insurance products based on compensation received rather than on the client's needs. Clients of Fortiphi are not required to implement insurance recommendations through Mr. Gallant, Fortiphi or any affiliated insurance agent or agency. Mr. Gallant spends approximately one hour per month on his activities as a licensed insurance agent. These business interests of Mr. Gallant may create a conflict of interest, however Mr. Gallant has a fiduciary duty to act in the best interest of Fortiphi's clients. Other than what is stated above, Mr. Gallant does not receive any further economic benefit.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
January 8, 2021 - April 4, 2022
CLARAPHI ADVISORY NETWORK, LLC
RIA
CRD#: 165868
Sammamish, WA
Past
May 26, 2009 - October 13, 2023
SYMBEQUITY INVESTMENT ADVISORY, LLC
RIA
CRD#: 150055
SPOKANE VALLEY, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CLARAPHI ADVISORY NETWORK, LLC
ADVISORS ON CALL | WINKLER WEALTH | ULTRA FINANCIAL PLUS, LLC DBA ULTRA FINANCIAL PARTNERS, LLC | THOMAS ADVISORY SERVICES, INC. | SEELAN WEALTH STRATEGIES, LLC | SEELAN WEALTH STRATEGIES, ADVANCED TAX CONSULTING, LLC | RJF, INC. | MDR HOLDINGS, LLC | LIFE PLAN RETIREMENT PARTNERS, LLC | LEGACY WEALTH PARTNERS, LEGACY RETIREMENT GROUP | HERITAGE FINANCIAL SERVICES | HACKETT ADVISORY | H. L. DINGLE & COMPANY | GOSS & COMPANY | GLOBAL WEALTH MANAGEMENT | GF THOMAS ADVISORY GROUP | GENTRY WEALTH MANAGEMENT | FORTIFIED FUTURES, INC | FINANCIAL ARCHITECTS, INC., TAX ARTISTS | FINANCIAL & INSURANCE SERVICES | ERBC, INC. | DENIS WONG & ASSOCIATES | CLARAPHI ADVISORY NETWORK, LLC | CHADWICK FINANCIAL ADVISORS | BOWEN FINANCIAL GROUP | ANDALUS CAPITAL
CRD#: 165868 / SEC#: 801-80575
RIA
Registered Investment Advisory firm - (12/4/2014 Approved)Arizona
Registered Investment Advisory firm - (12/8/2014 Terminated)California
Registered Investment Advisory firm - (1/7/2015 Terminated)Florida
Registered Investment Advisory firm - (12/8/2014 Terminated)Idaho
Registered Investment Advisory firm - (12/31/2014 Terminated)Missouri
Registered Investment Advisory firm - (12/8/2014 Terminated)New Jersey
Registered Investment Advisory firm - (12/11/2014 Terminated)New York
Registered Investment Advisory firm - (12/8/2014 Terminated)Tennessee
Registered Investment Advisory firm - (11/6/2014 Terminated)Texas
Registered Investment Advisory firm - (12/8/2014 Terminated)Washington
Registered Investment Advisory firm - (12/9/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Current Firm
CA
CLARAPHI ADVISORY NETWORK, LLC
ADVISORS ON CALL | WINKLER WEALTH | ULTRA FINANCIAL PLUS, LLC DBA ULTRA FINANCIAL PARTNERS, LLC | THOMAS ADVISORY SERVICES, INC. | SEELAN WEALTH STRATEGIES, LLC | SEELAN WEALTH STRATEGIES, ADVANCED TAX CONSULTING, LLC | RJF, INC. | MDR HOLDINGS, LLC | LIFE PLAN RETIREMENT PARTNERS, LLC | LEGACY WEALTH PARTNERS, LEGACY RETIREMENT GROUP | HERITAGE FINANCIAL SERVICES | HACKETT ADVISORY | H. L. DINGLE & COMPANY | GOSS & COMPANY | GLOBAL WEALTH MANAGEMENT | GF THOMAS ADVISORY GROUP | GENTRY WEALTH MANAGEMENT | FORTIFIED FUTURES, INC | FINANCIAL ARCHITECTS, INC., TAX ARTISTS | FINANCIAL & INSURANCE SERVICES | ERBC, INC. | DENIS WONG & ASSOCIATES | CLARAPHI ADVISORY NETWORK, LLC | CHADWICK FINANCIAL ADVISORS | BOWEN FINANCIAL GROUP | ANDALUS CAPITAL
CRD#: 165868 / SEC#: 801-80575
RIA
Registered Investment Advisory firm - (12/4/2014 Approved)Arizona
Registered Investment Advisory firm - (12/8/2014 Terminated)California
Registered Investment Advisory firm - (1/7/2015 Terminated)Florida
Registered Investment Advisory firm - (12/8/2014 Terminated)Idaho
Registered Investment Advisory firm - (12/31/2014 Terminated)Missouri
Registered Investment Advisory firm - (12/8/2014 Terminated)New Jersey
Registered Investment Advisory firm - (12/11/2014 Terminated)New York
Registered Investment Advisory firm - (12/8/2014 Terminated)Tennessee
Registered Investment Advisory firm - (11/6/2014 Terminated)Texas
Registered Investment Advisory firm - (12/8/2014 Terminated)Washington
Registered Investment Advisory firm - (12/9/2014 Terminated)Loading...
Contact information
Main Address
120 Vantis Drive Suite 585, Aliso Viejo, CA 92656
Mailing Address
Phone number
(949) 215-0025
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,422 |
| AUM (Assets Under Management) | $ 382,500,156 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/27/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
