Juan L. Santos

FOLIONET ADVISERS LLC

Miami, FL 33131

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CRD#: 5656132

Professional summary

Juan L Santos is a registered financial advisor currently at FOLIONET ADVISERS LLC located in Miami, Florida and FOLIONET FINANCIAL LLC located in Miami, Florida.

Juan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Juan has worked at 4 firms and has passed the Series 66, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Santos Capital (the BD)and Santos Advisers (the IA) are under common control - Santos Holdings Inc., with indirect ownership of Juan L Santos - the CEO/CCO on both entities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan L Santos's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 26, 2019 - Present

FOLIONET ADVISERS LLC

Office #1: 1221 Brickell Ave. Ste. 900, Miami, FL 33131

RIA

CRD#: 300145

Miami, FL

Current

January 10, 2017 - Present

FOLIONET FINANCIAL LLC

Office #1: 1221 Brickell Avenue, Suite 900, Miami, FL 33131Office #2: 1221 Brickell Avenue, Suite 900, Miami, FL 33131

CRD#: 283965

Miami, FL

Past

June 28, 2012 - April 30, 2019

VECTORGLOBAL IAG, INC.

RIA

CRD#: 147129

MIAMI, FL

Past

October 21, 2009 - August 31, 2018

VECTORGLOBAL WMG

CRD#: 32396

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/11/2017)

Colorado
(5/21/2019)

Delaware
(9/27/2019)

District of Columbia
(4/1/2019)

Florida
(3/10/2017)

IAR

Florida
(7/26/2019)

Georgia
(7/8/2019)

Illinois
(8/21/2020)

Maryland
(3/27/2019)

Massachusetts
(10/30/2019)

Michigan
(9/10/2019)

Nevada
(11/8/2021)

New Jersey
(4/29/2019)

New York
(4/18/2019)

North Carolina
(5/1/2020)

Ohio
(5/8/2020)

Puerto Rico
(5/3/2019)

Texas
(5/23/2018)

Utah
(9/30/2021)

Virginia
(9/30/2021)

Washington
(9/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/12/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/2009

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 4

Date: 10/17/2018

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/25/2013

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FOLIONET ADVISERS LLC

FOLIONET ADVISERS LLC | SANTOS CAPITAL ADVISERS LLC

CRD#: 300145 / SEC#:

Florida

Registered Investment Advisory firm - (7/26/2019 Approved)

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Contact information

Main Address

1221 Brickell Ave. Ste. 900, Miami, FL 33131

Mailing Address

Phone number

(305) 432-2290

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	651
AUM (Assets Under Management)	$ 10,640,492

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Juan L. Santos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan L Santos's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOLIONET FINANCIAL LLC

VECTORGLOBAL IAG, INC.

VECTORGLOBAL WMG

State Registrations and Notice Filings

Exams

Series 66

Date: 8/12/2010

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/20/2009

Series 14

Date: 1/2/2023

Series 4

Date: 10/17/2018

Series 24

Date: 10/25/2013

FINRA

Current Firm

FOLIONET ADVISERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FOLIONET ADVISERS LLC

TRUST BUT VERIFY

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