Juan L Santos
Professional Summary
Juan L Santos is a registered financial advisor currently at FOLIONET ADVISERS LLC located in Miami, Florida and FOLIONET FINANCIAL LLC located in Miami, Florida. Juan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Juan has worked at 4 firms and has passed the Series 66, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
FOLIONET ADVISERS LLC | SANTOS CAPITAL ADVISERS LLC
Contact Information
Main Address
1221 Brickell Ave. Ste. 900, Miami, FL 33131Phone Number
(305) 810-4389# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
1,058AUM (Assets Under Management)
$23,840,850Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(10/11/2017)
(5/21/2019)
(9/27/2019)
(4/1/2019)
(3/10/2017)
(7/26/2019)
(7/8/2019)
(8/21/2020)
(3/27/2019)
(10/30/2019)
(9/10/2019)
(11/8/2021)
(4/29/2019)
(4/18/2019)
(5/1/2020)
(5/8/2020)
(5/3/2019)
(5/23/2018)
(9/30/2021)
(9/30/2021)
(9/30/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Juan L Santos's CRS (Customer Relationship Summary).
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