Adam S. Blumberg
Professional summary
Adam Steven Blumberg, CFP®, who also goes by Adam S Blumberg, is a registered financial advisor currently at PROTOCOL WEALTH, LLC located in Denver, Colorado.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Adam has worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Adam Steven Blumberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2025 - Present
PROTOCOL WEALTH, LLC
Office #1: 201 Milwaukee Street Suite 200, Denver, CO 80206Office #2: 201 Milwaukee Street, Suite 200, Denver, CO 80206September 18, 2017 - December 31, 2020
CHART WEALTH MANAGEMENT, LLC
November 13, 2015 - September 26, 2017
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
November 13, 2015 - September 26, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
June 30, 2009 - November 27, 2015
MML INVESTORS SERVICES, LLC
May 8, 2009 - November 27, 2015
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
PROTOCOL WEALTH, LLC
CRD#: 335298 / SEC#: 801-132382
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/12/2025)
Exams
Current Firm
PROTOCOL WEALTH, LLC
CRD#: 335298 / SEC#: 801-132382
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 44 |
| AUM (Assets Under Management) | $ 126,000,000 |
Red Flags
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