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Scott A. Welikey

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CRD#: 5655936
SW

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott Alan Welikey was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 2022. Scott had worked at 1 firm and has passed the Series 65 exam.

Core Areas of Focus

Middle Income Client Needs
Retirement Plan Investment Advice
Tax Planning

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 14, 2022 - December 2, 2024

WELIKEY FINANCIAL PLANNING, LLC

RIA
CRD#: 150052
SMITHTOWN, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 3/7/2009
Uniform Investment Adviser Law Examination

Current Firm

WF
WELIKEY FINANCIAL PLANNING, LLC
SCOTT ALAN WELIKEY | WELIKEY FINANCIAL PLANNING, LLC | WELIKEY FINANCIAL ADVISORS

CRD#: 150052 / SEC#:

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Contact information

Main Address
Smithtown, NY
Mailing Address
25 Route 111 #1147, Smithtown, NY 11787
Phone number
(631) 780-5469
Established
Firm type
Fiscal year end
# of Employees
0

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WELIKEY FINANCIAL PLANNING, LLC

CRD#: 150052

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Contact information

(xxx) xxx-xxxx

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