Shanna G. Cleveland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shanna Gravlee Cleveland, who also goes by Shanna Gail Gravlee, was a registered financial professional .
Shanna is a previously registered financial professional and started their career in finance in 2009. Shanna had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2015 - April 30, 2020
PMD ADVISORY
August 18, 2014 - May 7, 2020
CAMBRIDGE INVESTMENT RESEARCH, INC.
December 13, 2011 - August 19, 2014
STONEX SECURITIES INC.
March 18, 2010 - December 14, 2011
NEXT FINANCIAL GROUP, INC.
May 28, 2009 - March 5, 2010
PFS INVESTMENTS INC.
Primary Firm SEC Registration
PMD ADVISORY
CRD#: 159443 / SEC#: 801-127839
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PMD ADVISORY
CRD#: 159443 / SEC#: 801-127839
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 146 |
| AUM (Assets Under Management) | $ 104,396,804 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
