Ethan M. Rush

SIGMA ADVISORS

St. Louis, MO

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CRD#: 5655532

Professional summary

Ethan Matthew Rush is a registered financial advisor currently at SIGMA ADVISORS, LLC located in St. Louis, Missouri.

Ethan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Ethan has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

IN ADDITION TO DUTIES PERFORMED FOR SIGMA ADVISERS, LLC, ETHAN RUSH, MAY AS A SEPARATE ENTITY, PROVIDE LEGAL COUNSEL AS ETHAN M. RUSH, ATTORNEY AT LAW. ETHAN RUSH MAY SPEND UP TO 25% OF HIS TIME PERFORMING HIS DUTIES AS ETHAN M. RUSH, ATTORNEY AT LAW, PRIMARILY IN THE AREAS OF ESTATE PLANNING. ETHAN HAS BEEN PRACTICING LAW FROM 07/1988 - PRESENT. THIS ARRANGEMENT RESULTS IN NO APPARENT CONFLICTS OF INTEREST FOR SIGMA ADVISERS, LLC OR ANY CLIENTS IT MAY SERVE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ethan Matthew Rush's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2019 - Present

SIGMA ADVISORS, LLC

RIA

CRD#: 304517

St. Louis, MO

Past

June 15, 2015 - December 31, 2018

RUSH PENN, LLC.

RIA

CRD#: 175093

ST.LOUS, MO

Past

July 20, 2010 - February 16, 2011

SSN ADVISORY, INC.

RIA

CRD#: 126090

ST LOUIS, MO

Past

June 8, 2009 - February 16, 2011

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

ST LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(7/2/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/23/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/6/2009

General Securities Representative Examination

Current Firm

SIGMA ADVISORS, LLC

NEXTGENERATION INVESTMENTS | SIGMA PRIVATE ADVISERS, LLC | SIGMA ADVISORS, LLC | SIGMA ADVISERS, LLC

CRD#: 304517 / SEC#:

Illinois

Registered Investment Advisory firm - (8/20/2024 Terminated)

Missouri

Registered Investment Advisory firm - (6/25/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

St. Louis, MO

Mailing Address

400 Chesterfield Center Suite 400, St. Louis, MO 63017

Phone number

(314) 984-9600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 65,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ethan M. Rush

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ethan Matthew Rush's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIGMA ADVISORS, LLC

RUSH PENN, LLC.

SSN ADVISORY, INC.

SECURITIES SERVICE NETWORK, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/23/2009

Series 7

Date: 6/6/2009

Current Firm

SIGMA ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SIGMA ADVISORS, LLC

TRUST BUT VERIFY

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