Christian S. Perry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christian Steve Perry, who also goes by Christian Steve Pencille, Christian Perry, was a registered financial professional .
Christian is a previously registered financial professional and started their career in finance in 2010. Christian had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2016 - January 19, 2017
COVA CAPITAL PARTNERS LLC
December 7, 2012 - November 14, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 6, 2012 - November 14, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 28, 2011 - November 27, 2012
BRIDGE ADVISORY LLC
March 22, 2011 - December 5, 2012
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
January 27, 2010 - February 2, 2011
EQUITABLE ADVISORS, LLC
January 4, 2010 - February 2, 2011
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COVA CAPITAL PARTNERS LLC
CRD#: 109761 / SEC#: , 8-53105
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
