Jonathan S. Kuo
Professional summary
Jonathan S Kuo, who also goes by Jonathan S. Kuo, Jonathan Suway Kuo, Jonathan Kuo, is a registered financial professional currently at JANE STREET OPTIONS, LLC located in New York, New York and JANE STREET CAPITAL, LLC located in New York, New York.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2011. Jonathan has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 44, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan S Kuo's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 2024 - Present
JANE STREET OPTIONS, LLC
Office #1: 250 Vesey Street, New York, NY 10281May 21, 2024 - Present
JANE STREET CAPITAL, LLC
Office #1: 250 Vesey Street, New York, NY 10281June 23, 2015 - May 25, 2022
CITADEL SECURITIES LLC
April 17, 2013 - May 29, 2015
MORGAN STANLEY & CO. LLC
August 24, 2011 - March 27, 2013
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 44
Date: 11/10/2011
PCX Market Maker ExamSeries 55
Date: 10/19/2011
Limited Representative-Equity Trader Exam24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
JANE STREET CAPITAL, LLC
CRD#: 103782 / SEC#: , 8-52275
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANE STREET GROUP, LLC | MEMBER | |
| BELLIOTTI, ANGELO | CHIEF COMPLIANCE OFFICER | 6617066 |
| BERGER, MATTHEW ROBERT | OPERATING COMMITTEE MEMBER | 4714455 |
| DIETERICH, JAMES BRIAN | OPERATING COMMITTEE MEMBER | 3073206 |
| HARRISON, MARIE ELIZABETH | PRINCIPAL FINANCIAL OFFICER | 4621035 |
| KUNCHAM, VIVEK | PRESIDENT | 5399138 |
| LEHOCZKY, SANDOR GRAHAM | OPERATING COMMITTEE MEMBER | 3231898 |
| WALSH, PATRICK J. | PRINCIPAL OPERATIONS OFFICER | 4786045 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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