Clifton Morris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clifton Morris III, who also goes by Clifton J Morris III, Clifton J Morris, Clifton Morris, was a registered financial professional .
Clifton is a previously registered financial professional and started their career in finance in 2010. Clifton had worked at 1 firm and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2018 - December 31, 2023
MCDUFFIE/MORRIS FINANCIAL GROUP, INC.
June 28, 2010 - January 4, 2016
MCDUFFIE/MORRIS FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MCDUFFIE/MORRIS FINANCIAL GROUP, INC.
CRD#: 39654 / SEC#: , 8-48782
Contact information
FINRA licenses (3 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
