Kelsey Gray

WLFB

Bellevue, WA

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CRD#: 5654574

Professional summary

Kelsey Gray is a registered financial advisor currently at WLFB INC located in Bellevue, Washington.

Kelsey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Kelsey has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OWNER AND OPERATOR OF SPECTRUM, LLC PERFORMING LABOR RELATIONS AND EFFICIENCY CONSULTING SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelsey Gray's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 23, 2015 - Present

WLFB INC

RIA

CRD#: 172296

Bellevue, WA

Past

April 3, 2009 - December 15, 2014

THE ADVISOR SOURCE, INC.

RIA

CRD#: 117162

KIRKLAND, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(2/23/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/2/2009

Uniform Investment Adviser Law Examination

Current Firm

WLFB INC

CRD#: 172296 / SEC#:

Washington

Registered Investment Advisory firm - (12/4/2014 Approved)

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Contact information

Main Address

Bellevue, WA

Mailing Address

Phone number

(509) 954-7817

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Kelsey Gray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelsey Gray's CRS (Customer Relationship Summary).

Certified licenses

Experience

WLFB INC

THE ADVISOR SOURCE, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/2/2009

Current Firm

WLFB INC

Contact information

Documents

Red Flags

Company Information

WLFB INC

TRUST BUT VERIFY

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