SF
Sara Faitelson
HORNOR, TOWNSEND & KENT
Valley Stream, NY 11580
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CRD#: 5654338
SF
Professional summary
Sara Faitelson is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Valley Stream, New York.
Sara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Sara has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE & INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: EMPIRE WEALTH STRATEGIES | POSITION HELD:AGENT | ADDRESS: 99 W HAWTHORNE AVE, #500, VALLEY STREAM, NY 11580 | START DATE: 8/6/2018 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS |DESCRIPTION OF DUTIES: INSURANCE& INVESTMENT SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY 2) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: STILLETO FINANCIAL | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 99 W HAWTHORNE AVE, #500, VALLEY STREAM, NY 11580 | START DATE: 4/15/2019 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE (LIFE INSURANCE, HEALTH INSURANCE, DISABILITY, AND LONG TERM CARE FOR) MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY 3) STILETTO CONSULTING - SARA FAITELSON CDFA | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 99 W HAWTHORNE AVE, #500, VALLEY STREAM, NY 11580 | START DATE: 6/21/2021 | NATURE OF ACTIVITY: SERVICE INDUSTRY DIVORCE CONSULTING | APPROXIMATE HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: PRE-DIVORCE PLANNING TO FORECAST LONG TERM EFFECTS OF DIVORCE SETTLEMENTS AND POST DIVORCE PLANNING
CRS (Client Relationship Summary) - RIA
Click below to view Sara Faitelson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Sara Faitelson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2019 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 99 W Hawthorne Ave, #500, Valley Stream, NY 11580RIA
BD
CRD#: 4031
Valley Stream, NY
Current
October 26, 2012 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 99 W Hawthorne Ave, #500, Valley Stream, NY 11580RIA
BD
CRD#: 4031
Valley Stream, NY
Past
September 2, 2009 - October 11, 2012
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
HAUPPAUGE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(9/7/2023)
RR
California(10/26/2020)
RR
Connecticut(4/14/2023)
RR
Florida(6/18/2018)
IAR
Florida(5/10/2019)
RR
Illinois(4/14/2022)
RR
Maryland(9/21/2021)
RR
Massachusetts(6/14/2021)
RR
New Jersey(3/28/2013)
RR
New York(10/26/2012)
IAR
New York(3/19/2021)
RR
North Carolina(2/3/2021)
RR
South Carolina(1/10/2025)
RR
Texas(2/8/2016)
IAR
Texas(5/9/2019)
RR
Virginia(2/14/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
